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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 27 of 28  ·  542 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 VRT VERTIV HOLDINGS CO Industrials 820.0 $205K 0.02% NEW $250.58 +31.9%
522 CRC CALIFORNIA RES CORP Energy 2,965.0 $205K 0.02% NEW $69.22 -11.0%
523 GWRE GUIDEWIRE SOFTWARE INC Technology 1,371.0 $205K 0.02% -10.0 -0.7% $149.56 -7.2%
524 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 2,220.0 $205K 0.02% $92.31 -4.7%
525 GD GENERAL DYNAMICS CORP Industrials 595.0 $204K 0.02% NEW $343.40 +0.2%
526 EXLS EXLSERVICE HLDGS INC Technology 6,673.0 $203K 0.02% +440.0 +7.1% $30.45 -4.7%
527 PTY PIMCO CORPORATE & INCOME OPP Financial Services 16,736.0 $202K 0.02% $12.06 -2.3%
528 PSKY PARAMOUNT SKYDANCE CORP Communication Services 22,280.0 $201K 0.02% -3K -11.0% $9.02 +16.1%
529 BSX BOSTON SCIENTIFIC CORP Healthcare 3,202.0 $201K 0.02% $62.75 -7.9%
530 VB VANGUARD INDEX FDS 766.0 $201K 0.02% -14.0 -1.8% $261.99 +11.5%
531 DLTR DOLLAR TREE INC Consumer Defensive 1,828.0 $200K 0.02% $109.53 -15.2%
532 ESGE ISHARES INC 4,399.0 $200K 0.02% -2K -28.5% $45.47 +19.4%
533 TSI TCW STRATEGIC INCOME FD INC Financial Services 40,028.0 $180K 0.02% $4.49 +1.1%
534 THW ABRDN WORLD HEALTHCARE FUND Financial Services 14,333.0 $167K 0.02% $11.67 +9.4%
535 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 13,804.0 $159K 0.02% $11.50 +1.7%
536 VGM INVESCO TR INVT GRADE MUNS Financial Services 15,100.0 $149K 0.02% $9.87 +2.5%
537 VKQ INVESCO MUNICIPAL TRUST Financial Services 15,400.0 $147K 0.02% $9.52 +1.3%
538 GGT GABELLI MULTIMEDIA TR INC Financial Services 13,149.0 $52K 0.01% -267.0 -2.0% $3.93 +9.7%
539 BYND BEYOND MEAT INC Consumer Defensive 50,000.0 $35K 0.00% NEW $0.70 +8.6%
540 RC READY CAPITAL CORP Real Estate 16,762.0 $27K 0.00% $1.62 +9.9%
Page 27 of 28  ·  542 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%