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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $944M AUM 544 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 544 New
Page 23 of 28  ·  544 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 FDL FIRST TR EXCHANGE-TRADED FD 6,507.0 $289K 0.03% NEW $44.34 +13.5%
442 GRNJ TIDAL TRUST III 11,224.0 $287K 0.03% NEW $25.55 +22.6%
443 JD JD.COM INC Consumer Cyclical 9,969.0 $286K 0.03% NEW $28.70 +4.5%
444 ASGI ABRDN GLOBAL INFRA INCOME FU Financial Services 12,716.0 $284K 0.03% NEW $22.36 +8.4%
445 OKE ONEOK INC NEW Energy 3,866.0 $284K 0.03% NEW $73.50 +23.0%
446 DG DOLLAR GEN CORP NEW Consumer Defensive 2,134.0 $283K 0.03% NEW $132.77 -22.0%
447 GLBE GLOBAL E ONLINE LTD Consumer Cyclical 7,180.0 $282K 0.03% NEW $39.31 -24.5%
448 AZO AUTOZONE INC Consumer Cyclical 83.0 $281K 0.03% NEW $3391.51 -8.6%
449 IJK ISHARES TR 2,899.0 $281K 0.03% NEW $96.88 +17.8%
450 NULG NUSHARES ETF TR 2,864.0 $280K 0.03% NEW $97.80 +14.5%
451 VCSH VANGUARD SCOTTSDALE FDS 3,506.0 $280K 0.03% NEW $79.73 -0.9%
452 MORT VANECK ETF TRUST 26,455.0 $278K 0.03% NEW $10.51 -4.0%
453 GWRE GUIDEWIRE SOFTWARE INC Technology 1,381.0 $278K 0.03% NEW $201.01 -31.7%
454 CII BLACKROCK ENHANCED LARGE CAP Financial Services 11,872.0 $277K 0.03% NEW $23.37 +7.1%
455 IDXX IDEXX LABS INC Healthcare 409.0 $276K 0.03% NEW $675.87 -17.6%
456 COWZ PACER FDS TR 4,567.0 $275K 0.03% NEW $60.17 +6.6%
457 EFA ISHARES TR 2,856.0 $274K 0.03% NEW $96.04 +9.5%
458 GSY INVESCO ACTIVELY MANAGED EXC 5,430.0 $273K 0.03% NEW $50.25 -0.3%
459 NULV NUSHARES ETF TR 6,047.0 $272K 0.03% NEW $45.05 +13.0%
460 ESGE ISHARES INC 6,154.0 $272K 0.03% NEW $44.17 +23.5%
Page 23 of 28  ·  544 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 43.2%
Financial Services 15.8%
Consumer Cyclical 11.2%
Industrials 9.4%
Communication Services 7.8%
Healthcare 6.0%
Consumer Defensive 2.5%
Energy 2.1%
Real Estate 0.9%
Utilities 0.7%