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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 20 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 EWW ISHARES INC 5,073.0 $382K 0.03% -78.0 -1.5% $75.27 -1.1%
382 NXPI NXP SEMICONDUCTORS N V Technology 1,350.0 $379K 0.03% $281.03 -18.7%
383 BHF BRIGHTHOUSE FINL INC Financial Services 5,978.0 $378K 0.03% $63.30 -15.3%
384 RKT ROCKET COS INC Financial Services 23,811.0 $375K 0.03% $15.75 -11.2%
385 PCG PG&E CORP Utilities 22,237.0 $374K 0.03% -2K -9.1% $16.82 +5.9%
386 LHX L3HARRIS TECHNOLOGIES INC Industrials 1,285.0 $373K 0.03% -15.0 -1.1% $290.59 -3.8%
387 ADP AUTOMATIC DATA PROCESSING IN Industrials 1,665.0 $373K 0.03% +146.0 +9.6% $223.95 +20.3%
388 VIRTUS EQUITY & CONV INCM FD 13,778.0 $370K 0.03% $26.86
389 ACGL ARCH CAP GROUP LTD Financial Services 3,811.0 $370K 0.03% -115.0 -2.9% $97.06 +1.9%
390 BN BROOKFIELD CORP Financial Services 8,654.0 $369K 0.03% $42.59 -1.1%
391 FTC FIRST TR EXCHANGE-TRADED ALP 1,896.0 $367K 0.03% $193.77 -5.6%
392 EWBC EAST WEST BANCORP INC Financial Services 2,835.0 $366K 0.03% $129.09 +4.6%
393 REGN REGENERON PHARMACEUTICALS Healthcare 586.0 $365K 0.03% -30.0 -4.9% $623.54 +29.9%
394 IWD ISHARES TR 1,493.0 $362K 0.03% -432.0 -22.4% $242.43 +5.9%
395 MLPA GLOBAL X FDS 6,787.0 $360K 0.03% $53.08 +7.1%
396 IWO ISHARES TR 911.0 $359K 0.03% $393.96 -1.5%
397 GPC GENUINE PARTS CO Consumer Cyclical 3,028.0 $357K 0.03% -361.0 -10.7% $117.98 +11.8%
398 FLR FLUOR CORP Industrials 6,758.0 $354K 0.03% NEW $52.39 +2.0%
399 JEPI J P MORGAN EXCHANGE TRADED F 6,244.0 $353K 0.03% -21K -77.0% $56.48 +2.4%
400 MGC VANGUARD WORLD FD 1,280.0 $350K 0.03% -8.0 -0.6% $273.73 +2.7%
Page 20 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%