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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 20 of 28  ·  542 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 ALV AUTOLIV INC Consumer Cyclical 3,449.0 $363K 0.04% -104.0 -2.9% $105.17 +21.0%
382 LW LAMB WESTON HLDGS INC Consumer Defensive 8,523.0 $360K 0.04% -200.0 -2.3% $42.26 -0.3%
383 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 582.0 $359K 0.04% -30.0 -4.9% $616.35 +10.5%
384 MHO M/I HOMES INC Consumer Cyclical 2,929.0 $359K 0.04% $122.45 +7.9%
385 GPC GENUINE PARTS CO Consumer Cyclical 3,389.0 $358K 0.04% $105.75 -8.2%
386 BHF BRIGHTHOUSE FINL INC Financial Services 5,978.0 $358K 0.04% $59.88 +4.7%
387 VCLT VANGUARD SCOTTSDALE FDS 4,702.0 $351K 0.04% -107.0 -2.2% $74.72 +0.2%
388 OKE ONEOK INC NEW Energy 3,880.0 $351K 0.04% $90.39 +0.1%
389 LYV LIVE NATION ENTERTAINMENT IN Communication Services 2,299.0 $351K 0.04% $152.51 +9.2%
390 BN BROOKFIELD CORP Financial Services 8,654.0 $350K 0.04% +644.0 +8.0% $40.47 +13.7%
391 APA APA CORPORATION Energy 8,219.0 $349K 0.04% $42.44 -11.6%
392 SO SOUTHERN CO Utilities 3,613.0 $349K 0.04% -232.0 -6.0% $96.53 -2.5%
393 IT GARTNER INC Technology 2,191.0 $347K 0.04% -21.0 -0.9% $158.34 -0.3%
394 ALK ALASKA AIR GROUP INC Industrials 9,416.0 $346K 0.04% -100.0 -1.1% $36.78 +19.1%
395 WMS ADVANCED DRAIN SYS INC DEL Industrials 2,523.0 $346K 0.04% $137.13 +0.7%
396 ANET ARISTA NETWORKS INC Technology 2,768.0 $340K 0.04% +175.0 +6.8% $122.78 +28.7%
397 RKT ROCKET COS INC Financial Services 23,811.0 $339K 0.04% +4K +20.3% $14.25 -1.5%
398 NYT NEW YORK TIMES CO MTN BE Communication Services 4,032.0 $338K 0.04% -623.0 -13.4% $83.73 -10.4%
399 TER TERADYNE INC Technology 1,136.0 $337K 0.04% $296.46 +31.3%
400 AROC ARCHROCK INC Energy 9,654.0 $336K 0.04% -1K -13.1% $34.80 +7.6%
Page 20 of 28  ·  542 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%