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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 17 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 APOS APOLLO GLOBAL MGMT INC Financial Services 4,340.0 $513K 0.04% -29.0 -0.7% $118.31 -78.5%
322 TMO THERMO FISHER SCIENTIFIC INC Healthcare 1,016.0 $509K 0.04% +39.0 +4.0% $501.36 +17.0%
323 DIA STATE STR SPDR DOW JONES IND Financial Services 974.0 $509K 0.04% -7K -87.6% $522.31 +2.1%
324 RBC RBC BEARINGS INC Industrials 783.0 $504K 0.04% $644.06 -15.2%
325 DKNG DRAFTKINGS INC NEW Consumer Cyclical 19,772.0 $499K 0.04% $25.26 -1.0%
326 SPHY SPDR SERIES TRUST 21,276.0 $499K 0.04% $23.44 -0.8%
327 TRIPLE FLAG PRECIOUS METAL 16,487.0 $494K 0.04% $29.97
328 CNQ CANADIAN NAT RES LTD MED TER Energy 12,445.0 $492K 0.04% $39.50 +24.9%
329 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 1,029.0 $492K 0.04% +355.0 +52.7% $477.71 -13.4%
330 ALK ALASKA AIR GROUP INC Industrials 9,416.0 $492K 0.04% $52.20 -17.5%
331 VPU VANGUARD WORLD FD 2,507.0 $491K 0.04% -3K -50.1% $195.70 -1.8%
332 WMB WILLIAMS COS INC Energy 6,506.0 $484K 0.04% -101.0 -1.5% $74.34 +0.9%
333 PFF ISHARES TR 15,799.0 $482K 0.04% NEW $30.49 -0.0%
334 SPXX NUVEEN S&P 500 DYNAMIC OVERW Financial Services 25,742.0 $480K 0.04% $18.64 +2.0%
335 LIN LINDE PLC Basic Materials 923.0 $479K 0.04% -78.0 -7.8% $518.94 -7.6%
336 DON WISDOMTREE TR 8,464.0 $478K 0.04% $56.52 +3.5%
337 VAW VANGUARD WORLD FD 2,086.0 $477K 0.04% -2K -51.5% $228.83 +1.3%
338 IEMG ISHARES INC 5,748.0 $476K 0.04% -368.0 -6.0% $82.84 -3.7%
339 ANET ARISTA NETWORKS INC Technology 2,794.0 $475K 0.04% +26.0 +0.9% $169.89 +12.8%
340 MSTR STRATEGY INC Technology 5,460.0 $475K 0.04% -1K -15.6% $86.93 +9.6%
Page 17 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%