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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 7 of 9  ·  164 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 PLTR PALANTIR TECHNOLOGIES INC Technology 2,540.0 $372K 0.04% -3K -49.8% $146.28 -6.6%
122 ALV AUTOLIV INC Consumer Cyclical 3,449.0 $363K 0.04% -104.0 -2.9% $105.17 +21.0%
123 LW LAMB WESTON HLDGS INC Consumer Defensive 8,523.0 $360K 0.04% -200.0 -2.3% $42.26 -0.3%
124 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 582.0 $359K 0.04% -30.0 -4.9% $616.35 +10.5%
125 VCLT VANGUARD SCOTTSDALE FDS 4,702.0 $351K 0.04% -107.0 -2.2% $74.72 +0.2%
126 SO SOUTHERN CO Utilities 3,613.0 $349K 0.04% -232.0 -6.0% $96.53 -2.5%
127 IT GARTNER INC Technology 2,191.0 $347K 0.04% -21.0 -0.9% $158.34 -0.3%
128 ALK ALASKA AIR GROUP INC Industrials 9,416.0 $346K 0.04% -100.0 -1.1% $36.78 +19.1%
129 NYT NEW YORK TIMES CO MTN BE Communication Services 4,032.0 $338K 0.04% -623.0 -13.4% $83.73 -10.4%
130 AROC ARCHROCK INC Energy 9,654.0 $336K 0.04% -1K -13.1% $34.80 +7.6%
131 TMUS T-MOBILE US INC Communication Services 1,584.0 $333K 0.04% -129.0 -7.5% $210.03 -9.0%
132 CARR CARRIER GLOBAL CORPORATION Industrials 5,720.0 $322K 0.03% -98.0 -1.7% $56.31 +15.2%
133 VIRTUS EQUITY & CONV INCM FD 13,749.0 $321K 0.03% -884.0 -6.0% $23.36
134 WBD WARNER BROS DISCOVERY INC Communication Services 11,164.0 $307K 0.03% -335.0 -2.9% $27.46 -1.6%
135 ACADIAN ASSET MANAGEMENT INC 5,543.0 $302K 0.03% -627.0 -10.2% $54.42
136 NJR NEW JERSEY RES CORP Utilities 5,307.0 $291K 0.03% -456.0 -7.9% $54.92 +4.8%
137 CTSH COGNIZANT TECHNOLOGY SOLUTIO Technology 4,690.0 $288K 0.03% -60.0 -1.3% $61.35 -15.5%
138 MADISON SQUARE GARDEN ENTMT 4,866.0 $287K 0.03% -44.0 -0.9% $58.91
139 IWO ISHARES TR 911.0 $286K 0.03% -23.0 -2.5% $313.81 +21.0%
140 FISV FISERV INC Technology 5,119.0 $286K 0.03% -53.0 -1.0% $55.80 -0.3%
Page 7 of 9  ·  164 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%