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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 14 of 14  ·  269 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 MAGS LISTED FDS TR 816.0 $52K 0.01% -3K -80.5% $64.30 +4.8%
262 CRC CALIFORNIA RES CORP Energy 592.0 $31K 0.00% -2K -80.0% $52.90 +1.2%
263 RC READY CAPITAL CORP Real Estate 16,346.0 $29K 0.00% -416.0 -2.5% $1.75 -2.9%
264 DOCU DOCUSIGN INC Technology 526.0 $23K 0.00% -6K -92.1% $44.42 +34.7%
265 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 1,695.0 $23K 0.00% -58K -97.1% $13.44 -1.3%
266 NOV NOV INC Energy 1,175.0 $22K 0.00% -32K -96.4% $18.55 +16.4%
267 GPK GRAPHIC PACKAGING HLDG CO Consumer Cyclical 1,727.0 $18K 0.00% -20K -92.2% $10.57 +4.1%
268 FIS FIDELITY NATL INFORMATION SV Technology 436.0 $17K 0.00% -5K -91.3% $38.85 +6.0%
269 LW LAMB WESTON HLDGS INC Consumer Defensive 182.0 $8K 0.00% -8K -97.9% $43.17 +21.6%
Page 14 of 14  ·  269 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%