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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 50 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
981 FRVO FERVO ENERGY CO 119.0 $3K NEW $29.24 -39.5%
982 XTN SPDR SERIES TRUST 30.0 $3K NEW $115.67 -5.7%
983 CC CHEMOURS CO Basic Materials 169.0 $3K NEW $20.52 -21.0%
984 SFL SFL CORPORATION LTD Industrials 339.0 $3K NEW $10.20 +23.2%
985 ATLANTA BRAVES HLDGS INC 66.0 $3K NEW $51.91
986 ISHARES TR 88.0 $3K NEW $38.88
987 SKYY FIRST TR EXCHANGE-TRADED FD 25.0 $3K NEW $134.56 +20.2%
988 CMBS ISHARES TR 68.0 $3K NEW $48.66 -0.7%
989 PSEC PROSPECT CAP CORP Financial Services 1,424.0 $3K NEW $2.31 -1.7%
990 PCF HIGH INCOME SECS FD Financial Services 600.0 $3K NEW $5.47 -1.2%
991 EATON VANCE TAX-MANAGED BUY- 220.0 $3K NEW $14.88
992 OCGN OCUGEN INC Healthcare 2,100.0 $3K NEW $1.53 -6.9%
993 MYGN MYRIAD GENETICS INC Healthcare 561.0 $3K NEW $5.71 -46.5%
994 RIOT RIOT PLATFORMS INC Financial Services 116.0 $3K NEW $27.29 -29.9%
995 AVEM AMERICAN CENTY ETF TR 33.0 $3K NEW $95.18 -2.0%
996 TGTX TG THERAPEUTICS INC Healthcare 57.0 $3K NEW $55.00 -5.7%
997 ASTS AST SPACEMOBILE INC Technology 35.0 $3K NEW $88.89 -25.9%
998 AVDE AMERICAN CENTY ETF TR 35.0 $3K NEW $88.86 +5.6%
999 CM CANADIAN IMPERIAL BANK OF CO Financial Services 27.0 $3K NEW $115.00 +3.4%
1000 LENNAR CORP 35.0 $3K NEW $88.71
Page 50 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%