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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 43 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 CPA COPA HOLDINGS SA Industrials 50.0 $8K 0.00% NEW $155.58 -16.6%
842 RISN NORTHERN LTS FD TR IV 253.0 $8K 0.00% NEW $30.72 +2.8%
843 BLES NORTHERN LTS FD TR IV 162.0 $8K 0.00% NEW $47.80 +4.2%
844 BIPC BROOKFIELD INFRASTRUCTURE CO Utilities 201.0 $8K 0.00% NEW $38.50 +4.1%
845 BARON ETF TR 310.0 $8K 0.00% NEW $24.93
846 MCHP MICROCHIP TECHNOLOGY INC. Technology 84.0 $8K 0.00% NEW $91.20 -15.5%
847 IGIB ISHARES TR 144.0 $8K 0.00% NEW $53.17 -1.5%
848 HSBC HSBC HLDGS PLC Financial Services 80.0 $8K 0.00% NEW $95.10 +7.6%
849 BST BLACKROCK SCIENCE & TECHNOLO Financial Services 150.0 $8K 0.00% NEW $50.71 -3.6%
850 BBAG J P MORGAN EXCHANGE TRADED F 165.0 $8K 0.00% NEW $45.95 -1.4%
851 TRIN TRINITY CAP INC Financial Services 423.0 $8K 0.00% NEW $17.89 +1.3%
852 FOXA FOX CORP Communication Services 145.0 $8K 0.00% NEW $52.17 +30.3%
853 BGH BARINGS GLOBAL SHORT DURATIO Financial Services 527.0 $7K 0.00% NEW $14.10 +1.7%
854 SQM SOCIEDAD QUIMICA Y MINERA DE Basic Materials 100.0 $7K 0.00% NEW $74.04 +1.8%
855 PII POLARIS INC Consumer Cyclical 108.0 $7K 0.00% NEW $68.44 -3.6%
856 BUZZ VANECK ETF TRUST 200.0 $7K 0.00% NEW $36.95 -1.2%
857 LEVI LEVI STRAUSS & CO NEW Consumer Cyclical 297.0 $7K 0.00% NEW $24.83 -11.4%
858 LBRDK LIBERTY BROADBAND CORP Communication Services 222.0 $7K 0.00% NEW $33.20 +8.5%
859 IEO ISHARES TR 67.0 $7K 0.00% NEW $109.84 +22.7%
860 LRN STRIDE INC Consumer Defensive 85.0 $7K 0.00% NEW $86.25 -2.4%
Page 43 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%