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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 42 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 SEA ETF SER SOLUTIONS 525.0 $9K 0.00% NEW $16.30 +21.4%
822 BOE BLACKROCK ENHANCED GLOBAL Financial Services 705.0 $9K 0.00% NEW $12.09 +2.0%
823 NSSC NAPCO SEC TECHNOLOGIES INC Industrials 224.0 $9K 0.00% NEW $37.98 -0.5%
824 HEAL GLOBAL X FDS 308.0 $8K 0.00% NEW $27.59 +8.5%
825 SNPS SYNOPSYS INC Technology 19.0 $8K 0.00% NEW $446.11 -10.1%
826 FCNCA FIRST CTZNS BANCSHARES INC D Financial Services 4.0 $8K 0.00% NEW $2081.00 +4.3%
827 SLVM SYLVAMO CORP Basic Materials 220.0 $8K 0.00% NEW $37.80 -1.7%
828 PAYX PAYCHEX INC Industrials 84.0 $8K 0.00% NEW $98.33 +24.6%
829 EFC ELLINGTON FINANCIAL INC Real Estate 600.0 $8K 0.00% NEW $13.61 +0.7%
830 NLR VANECK ETF TRUST 70.0 $8K 0.00% NEW $115.99 +1.5%
831 PTH INVESCO EXCHANGE TRADED FD T 135.0 $8K 0.00% NEW $59.76 +7.2%
832 BEN FRANKLIN RESOURCES INC Financial Services 241.0 $8K 0.00% NEW $33.28 +2.1%
833 FLJP FRANKLIN TEMPLETON ETF TR 200.0 $8K 0.00% NEW $39.75 +1.6%
834 PALLADYNE AI CORP 1,303.0 $8K 0.00% NEW $6.08
835 IAG IAMGOLD CORP Basic Materials 500.0 $8K 0.00% NEW $15.84 +24.5%
836 AEE AMEREN CORP Utilities 70.0 $8K 0.00% NEW $113.04 -3.3%
837 PZA INVESCO EXCH TRADED FD TR II 335.0 $8K 0.00% NEW $23.52 -2.6%
838 BAH BOOZ ALLEN HAMILTON HLDG COR Industrials 129.0 $8K 0.00% NEW $60.67 +29.9%
839 PTL NORTHERN LTS FD TR IV 27.0 $8K 0.00% NEW $289.56 -1.8%
840 BITC BITWISE FUNDS TRUST 215.0 $8K 0.00% NEW $36.30 -2.2%
Page 42 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%