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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 40 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 ISMD NORTHERN LTS FD TR IV 208.0 $10K 0.00% NEW $50.08 -1.4%
782 CAGE CALAMOS ETF TR 374.0 $10K 0.00% NEW $27.71 +3.2%
783 ATAIBECKLEY INC 1,960.0 $10K 0.00% NEW $5.27
784 OUSM ALPS ETF TR 217.0 $10K 0.00% NEW $47.52 +4.4%
785 BR BROADRIDGE FINL SOLUTIONS IN Technology 75.0 $10K 0.00% NEW $136.96 +30.3%
786 FDLS NORTHERN LTS FD TR IV 237.0 $10K 0.00% NEW $42.28 +1.4%
787 ARM ARM HOLDINGS PLC Technology 28.0 $10K 0.00% NEW $354.57 -29.3%
788 IOT SAMSARA INC Technology 305.0 $10K 0.00% NEW $32.43 +20.2%
789 BK BANK OF NY MELLON CORP Financial Services 68.0 $10K 0.00% NEW $144.10 -0.2%
790 MHK MOHAWK INDS INC Consumer Cyclical 80.0 $10K 0.00% NEW $121.34 +10.0%
791 FPE FIRST TR EXCH TRADED FD III 541.0 $10K 0.00% NEW $17.89 -0.8%
792 OEFA ALPS ETF TR 280.0 $10K 0.00% NEW $34.50 +5.4%
793 TAK TAKEDA PHARMACEUTICAL CO LTD Healthcare 602.0 $10K 0.00% NEW $16.02 +13.1%
794 CNK CINEMARK HLDGS INC Communication Services 300.0 $10K 0.00% NEW $31.73 +16.3%
795 AGCO AGCO CORP Industrials 79.0 $9K 0.00% NEW $119.71 -13.1%
796 SAP SAP SE Technology 61.0 $9K 0.00% NEW $154.72 +40.3%
797 GLQ CLOUGH GLOBAL EQUITY FD Financial Services 1,091.0 $9K 0.00% NEW $8.62 -6.4%
798 BKR BAKER HUGHES COMPANY Energy 169.0 $9K 0.00% NEW $55.37 +13.4%
799 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 855.0 $9K 0.00% NEW $10.92 -13.7%
800 M MACYS INC Consumer Cyclical 395.0 $9K 0.00% NEW $23.55 -4.1%
Page 40 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%