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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 26 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 VRSK VERISK ANALYTICS INC Industrials 160.0 $29K 0.00% NEW $179.53 +4.5%
502 DRI DARDEN RESTAURANTS INC Consumer Cyclical 139.0 $29K 0.00% NEW $206.01 +6.5%
503 ADX ADAMS DIVERSIFIED EQUITY FD Financial Services 1,119.0 $29K 0.00% NEW $25.55 +1.7%
504 BOKF BOK FINL CORP Financial Services 205.0 $28K 0.00% NEW $138.88 +1.4%
505 CATY CATHAY GEN BANCORP Financial Services 457.0 $28K 0.00% NEW $61.93 +0.7%
506 CG CARLYLE GROUP INC Financial Services 660.0 $28K 0.00% NEW $42.12 +16.3%
507 JBHT HUNT J B TRANS SVCS INC Industrials 96.0 $28K 0.00% NEW $289.44 -4.6%
508 HTGC HERCULES CAPITAL INC Financial Services 1,761.0 $28K 0.00% NEW $15.77 +8.0%
509 PSCT INVESCO EXCH TRADED FD TR II 300.0 $28K 0.00% NEW $92.41 -15.8%
510 SSNC SS&C TECH HLDGS Technology 445.0 $28K 0.00% NEW $62.05 +33.4%
511 PAGAYA TECHNOLOGIES LTD 1,512.0 $28K 0.00% NEW $18.25
512 BIP BROOKFIELD INFRASTRUCTURE PA Utilities 756.0 $28K 0.00% NEW $36.49 +7.5%
513 MAREX GROUP PLC 450.0 $27K 0.00% NEW $60.95
514 IMCB ISHARES TR 284.0 $27K 0.00% NEW $96.56 +3.4%
515 KFY KORN FERRY Industrials 410.0 $27K 0.00% NEW $66.55 +27.9%
516 FXO FIRST TR EXCHANGE-TRADED FD 435.0 $27K 0.00% NEW $62.46 +5.5%
517 VV VANGUARD INDEX FDS 79.0 $27K 0.00% NEW $343.91 +2.4%
518 DEM WISDOMTREE TR 505.0 $27K 0.00% NEW $53.79 +2.4%
519 VIRTUS CONVERTIBLE & INCOME 1,529.0 $27K 0.00% NEW $17.59
520 PENN PENN ENTERTAINMENT INC Consumer Cyclical 1,256.0 $27K 0.00% NEW $21.36 -13.2%
Page 26 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%