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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 11 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 LNC LINCOLN NATL CORP IND Financial Services 2,513.0 $89K 0.01% NEW $35.35 +28.4%
202 XYL XYLEM INC Industrials 751.0 $89K 0.01% NEW $118.21 -3.3%
203 XPO XPO INC Industrials 431.0 $88K 0.01% NEW $205.07 -0.7%
204 QLYS QUALYS INC Technology 641.0 $88K 0.01% NEW $137.49 +36.7%
205 SMDV PROSHARES TR 1,135.0 $87K 0.01% NEW $77.03 +1.1%
206 IXN ISHARES TR 605.0 $87K 0.01% NEW $144.48 -3.3%
207 JIRE J P MORGAN EXCHANGE TRADED F 1,051.0 $87K 0.01% NEW $82.49 +2.8%
208 RDVY FIRST TR EXCHANGE TRADED FD 1,067.0 $86K 0.01% NEW $81.03 +2.4%
209 PINS PINTEREST INC Communication Services 4,106.0 $86K 0.01% NEW $21.03 +11.0%
210 STEW SRH TOTAL RETURN FUND INC Financial Services 4,802.0 $86K 0.01% NEW $17.90 +3.2%
211 XPH SPDR SERIES TRUST 1,297.0 $86K 0.01% NEW $66.27 +9.1%
212 RVT ROYCE SMALL CAP TRUST INC Financial Services 4,647.0 $86K 0.01% NEW $18.47 +1.4%
213 PPA INVESCO EXCHANGE TRADED FD T 483.0 $85K 0.01% NEW $176.65 +3.3%
214 UNILEVER PLC 1,417.0 $85K 0.01% NEW $60.12
215 SITE SITEONE LANDSCAPE SUPPLY INC Industrials 742.0 $85K 0.01% NEW $114.41 -16.5%
216 RFI COHEN & STEERS TOTAL RETURN Financial Services 7,485.0 $85K 0.01% NEW $11.32 +1.1%
217 SONY SONY GROUP CORP Technology 4,212.0 $84K 0.01% NEW $20.06 +17.0%
218 PEG PUBLIC SVC ENTERPRISE GROUP Utilities 1,039.0 $84K 0.01% NEW $81.16 -6.8%
219 TLT ISHARES TR 976.0 $84K 0.01% NEW $86.38 -5.4%
220 XTL SPDR SERIES TRUST 370.0 $84K 0.01% NEW $227.49 -5.3%
Page 11 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%