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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 6 of 7  ·  133 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 USA LIBERTY ALL STAR EQUITY FD Financial Services 89,063.0 $494K 0.05% +512.0 +0.6% $5.55 +5.0%
102 GRNJ TIDAL TRUST III 19,584.0 $490K 0.05% +8K +74.5% $25.01 +25.2%
103 APOS APOLLO GLOBAL MGMT INC Financial Services 4,369.0 $487K 0.05% +326.0 +8.1% $111.42 -76.5%
104 PNC PNC FINL SVCS GROUP INC Financial Services 2,321.0 $483K 0.05% +27.0 +1.2% $208.05 +6.1%
105 WMB WILLIAMS COS INC Energy 6,607.0 $481K 0.05% +195.0 +3.0% $72.78 +7.8%
106 USMV ISHARES TR 4,956.0 $460K 0.05% +159.0 +3.3% $92.75 +4.0%
107 LHX L3HARRIS TECHNOLOGIES INC Industrials 1,300.0 $449K 0.05% +8.0 +0.6% $345.13 -9.2%
108 SGOV ISHARES TR 4,448.0 $448K 0.05% +39.0 +0.9% $100.66 -0.0%
109 PM PHILIP MORRIS INTL INC Consumer Defensive 2,591.0 $428K 0.05% +19.0 +0.7% $165.34 +9.8%
110 DD DUPONT DE NEMOURS INC Basic Materials 9,174.0 $420K 0.04% +77.0 +0.8% $45.80 +8.0%
111 YUM YUM BRANDS INC Consumer Cyclical 2,574.0 $400K 0.04% +80.0 +3.2% $155.46 -0.2%
112 VYM VANGUARD WHITEHALL FDS 2,590.0 $384K 0.04% +122.0 +4.9% $148.12 +7.1%
113 TFC TRUIST FINL CORP Financial Services 8,267.0 $380K 0.04% +109.0 +1.3% $45.97 +5.9%
114 BN BROOKFIELD CORP Financial Services 8,654.0 $350K 0.04% +644.0 +8.0% $40.47 +13.7%
115 ANET ARISTA NETWORKS INC Technology 2,768.0 $340K 0.04% +175.0 +6.8% $122.78 +28.7%
116 RKT ROCKET COS INC Financial Services 23,811.0 $339K 0.04% +4K +20.3% $14.25 -1.5%
117 COWZ PACER FDS TR 5,052.0 $316K 0.03% +485.0 +10.6% $62.56 +2.5%
118 BITB BITWISE BITCOIN ETF TR Financial Services 8,517.0 $314K 0.03% +758.0 +9.8% $36.81 +12.0%
119 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 4,282.0 $310K 0.03% +246.0 +6.1% $72.45 +20.7%
120 ADP AUTOMATIC DATA PROCESSING IN Industrials 1,519.0 $309K 0.03% +11.0 +0.7% $203.18 +7.5%
Page 6 of 7  ·  133 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%