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Portfolio (Quarterly) Guide ↗

HRT FINANCIAL LP

· CIK 0001475597
13F Portfolio $40.1B AUM 3,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2020 New 1047 Added 608 Reduced 1418 Exited
Page 172 of 187  ·  3,727 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3421 NTHI NEONC TECHNOLOGIES HLDGS INC Healthcare 11,432.0 $80K NEW $7.00 -23.7%
3422 NGEN NERVGEN PHARMA CORP Healthcare 21,366.0 $80K NEW $3.74 -4.7%
3423 PROP PRAIRIE OPER CO Financial Services 39,412.0 $80K NEW $2.03 -57.9%
3424 AEYE AUDIOEYE INC Technology 12,487.0 $79K NEW $6.33 +14.8%
3425 ECC EAGLE POINT CREDIT COMPANY I Financial Services 21,109.0 $79K NEW $3.74 +7.4%
3426 DBI DESIGNER BRANDS INC Consumer Cyclical 13,771.0 $78K NEW $5.66 +13.2%
3427 ETF OPPORTUNITIES TRUST 17,646.0 $78K NEW $4.42
3428 NIOCORP DEVS LTD 17,400.0 $77K NEW $4.43
3429 QCLS Q/C TECHNOLOGIES INC Technology 22,404.0 $77K NEW $3.44 +13.2%
3430 BCP INVESTMENT CORPORATION 10,212.0 $76K NEW $7.44
3431 ALT5 SIGMA CORP 68,304.0 $75K -28K -28.9% $1.10
3432 CANOPY GROWTH CORPORATION 79,100.0 $75K NEW $0.95
3433 REZOLVE AI PLC 29,000.0 $74K NEW $2.55
3434 ENIC ENEL CHILE SA Utilities 19,029.0 $74K NEW $3.89 +7.7%
3435 MIST MILESTONE PHARMACEUTICALS IN Healthcare 62,256.0 $74K NEW $1.19 +22.8%
3436 NRXS NEURAXIS INC Healthcare 10,010.0 $74K NEW $7.39 +0.2%
3437 PANL PANGAEA LOGISTICS SOLUTION L Industrials 10,573.0 $74K NEW $7.00 +17.0%
3438 TMC THE METALS COMPANY INC 15,800.0 $73K -26K -61.7% $4.62
3439 BMEA BIOMEA FUSION INC Healthcare 47,852.0 $73K NEW $1.53 -18.1%
3440 INFLEQTION INC 16,134.0 $71K NEW $4.40
Page 172 of 187  ·  3,727 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.1%
Technology 15.2%
Industrials 7.7%
Healthcare 7.3%
Energy 7.0%
Consumer Cyclical 6.1%
Consumer Defensive 5.6%
Basic Materials 4.3%
Communication Services 3.5%
Utilities 2.6%