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Portfolio (Quarterly) Guide ↗

Mesirow Financial Investment Management, Inc.

· CIK 0001469475
13F Portfolio $6.2B AUM 517 positions Filed Apr 21, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 54 New 323 Added 64 Reduced 22 Exited
Page 16 of 26  ·  517 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 CB CHUBB LTD SWITZ Financial Services 2,367.0 $771K 0.01% -16.0 -0.7% $325.83 +1.4%
302 INVESTMENT MANAGERS SER TR I 30,762.0 $770K 0.01% NEW $25.03
303 SRE SEMPRA Utilities 7,871.0 $765K 0.01% $97.14 -5.8%
304 ANNALY CAPITAL MANAGEMENT IN 35,935.0 $760K 0.01% $21.15
305 SHM SPDR SERIES TRUST 15,854.0 $758K 0.01% $47.83 -0.2%
306 ISHARES TR 33,344.0 $748K 0.01% +7K +28.2% $22.43
307 ASML ASML HLDG NV Technology 563.0 $745K 0.01% +190.0 +50.9% $1324.02 +20.2%
308 CARR CARRIER GLOBAL CORPORATION Industrials 13,172.0 $742K 0.01% +1K +9.1% $56.31 +10.4%
309 VGSH VANGUARD SCOTTSDALE FDS 12,655.0 $741K 0.01% +2K +20.4% $58.54 -0.5%
310 HSBC HSBC HLDGS PLC Financial Services 8,916.0 $736K 0.01% +233.0 +2.7% $82.49 +11.6%
311 IEF ISHARES TR 7,700.0 $735K 0.01% NEW $95.43 -1.7%
312 OTIS OTIS WORLDWIDE CORP Industrials 9,444.0 $728K 0.01% +5K +91.2% $77.10 -7.1%
313 AOM ISHARES TR 15,106.0 $716K 0.01% +435.0 +3.0% $47.37 +4.1%
314 VYMI VANGUARD WHITEHALL FDS 7,516.0 $708K 0.01% $94.24 +6.3%
315 BHK BLACKROCK CORE BD TR Financial Services 74,215.0 $680K 0.01% -12K -13.4% $9.16 -3.4%
316 TYL TYLER TECHNOLOGIES INC Technology 1,974.0 $676K 0.01% NEW $342.26 -7.3%
317 DVN DEVON ENERGY CORP NEW Energy 13,385.0 $674K 0.01% -2K -15.6% $50.32 -6.4%
318 CANADIAN PACIFIC KANSAS CITY 8,521.0 $670K 0.01% $78.67
319 NSC NORFOLK SOUTHN CORP Industrials 2,316.0 $665K 0.01% $286.97 +8.5%
320 DIA STATE STR SPDR DOW JONES IND Financial Services 1,433.0 $664K 0.01% -82.0 -5.4% $463.45 +8.6%
Page 16 of 26  ·  517 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.5%
Financial Services 21.4%
Communication Services 12.0%
Industrials 10.5%
Healthcare 8.7%
Consumer Cyclical 7.8%
Consumer Defensive 6.3%
Energy 4.8%
Basic Materials 1.6%
Utilities 1.2%