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Portfolio (Quarterly) Guide ↗

Mesirow Financial Investment Management, Inc.

· CIK 0001469475
13F Portfolio $6.2B AUM 517 positions Filed Apr 21, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 54 New 323 Added 64 Reduced 22 Exited
Page 12 of 26  ·  517 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 YUM YUM BRANDS INC Consumer Cyclical 9,745.0 $1.5M 0.03% +326.0 +3.5% $155.47 -1.8%
222 DFAI DIMENSIONAL ETF TRUST 38,549.0 $1.5M 0.02% +27K +220.2% $38.96 +6.7%
223 CIEN CIENA CORP Technology 3,850.0 $1.5M 0.02% +1K +60.4% $388.23 +51.3%
224 XLF SELECT SECTOR SPDR TR 29,891.0 $1.5M 0.02% $49.37 +4.8%
225 VGT VANGUARD WORLD FD 2,114.0 $1.5M 0.02% +921.0 +77.2% $697.98 -83.6%
226 DUK DUKE ENERGY CORP NEW Utilities 11,210.0 $1.5M 0.02% +905.0 +8.8% $130.95 -4.8%
227 CIBR FIRST TR EXCHANGE-TRADED FD 23,401.0 $1.5M 0.02% +8K +49.4% $62.68 +31.1%
228 PLTR PALANTIR TECHNOLOGIES INC Technology 9,976.0 $1.5M 0.02% +6K +143.3% $146.28 -6.2%
229 BMY BRISTOL-MYERS SQUIBB CO Healthcare 24,050.0 $1.5M 0.02% -7K -23.5% $60.65 -1.8%
230 CVS CVS HEALTH CORP Healthcare 20,219.0 $1.5M 0.02% -197.0 -1.0% $71.82 +29.9%
231 KLAC KLA CORP Technology 980.0 $1.4M 0.02% $1472.48 +25.1%
232 GD GENERAL DYNAMICS CORP Industrials 4,084.0 $1.4M 0.02% -1K -21.1% $343.26 -1.3%
233 MAR MARRIOTT INTL INC NEW Consumer Cyclical 4,276.0 $1.4M 0.02% +38.0 +0.9% $327.05 +13.3%
234 PANW PALO ALTO NETWORKS INC Technology 8,718.0 $1.4M 0.02% +3K +59.7% $160.32 +57.8%
235 DVY ISHARES TR 9,198.0 $1.4M 0.02% +792.0 +9.4% $151.40 +1.8%
236 VBR VANGUARD INDEX FDS 6,398.0 $1.4M 0.02% +2K +33.5% $217.24 +6.2%
237 WM WASTE MGMT INC DEL Industrials 6,040.0 $1.4M 0.02% -231.0 -3.7% $229.79 -4.4%
238 ACWI ISHARES TR 9,993.0 $1.4M 0.02% +691.0 +7.4% $138.37 +12.5%
239 SCCO SOUTHERN COPPER CORP Basic Materials 8,018.0 $1.4M 0.02% -2K -18.4% $172.05 +1.2%
240 CMCSA COMCAST CORP NEW Communication Services 46,840.0 $1.3M 0.02% +4K +8.8% $28.71 -12.6%
Page 12 of 26  ·  517 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.5%
Financial Services 21.4%
Communication Services 12.0%
Industrials 10.5%
Healthcare 8.7%
Consumer Cyclical 7.8%
Consumer Defensive 6.3%
Energy 4.8%
Basic Materials 1.6%
Utilities 1.2%