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Portfolio (Quarterly) Guide ↗

K2 PRINCIPAL FUND, L.P.

· CIK 0001461790
13F Portfolio $1.4B AUM 487 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 212 New 74 Added 83 Reduced 135 Exited
Page 18 of 25  ·  487 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 CCII COHEN CIRCLE ACQUISIT CORP I Financial Services 439,449.0 $286K 0.02% +138K +46.0% $0.65 +1472.3%
342 BDJ BLACKROCK ENHANCED EQUITY DI Financial Services 32,984.0 $284K 0.02% $8.62 +4.1%
343 FORR FORRESTER RESH INC Industrials 50,178.0 $284K 0.02% NEW $5.66 +17.5%
344 DMA DESTRA MULTI-ALTERNATIVE FD Financial Services 34,709.0 $281K 0.02% $8.11 -12.0%
345 NOK NOKIA CORP Technology 35,000.0 $281K 0.02% NEW $8.04 +73.5%
346 ECF ELLSWORTH GROWTH INCOME FD Financial Services 24,619.0 $275K 0.02% $11.15 +12.6%
347 RVT ROYCE SMALL CAP TRUST INC Financial Services 16,503.0 $274K 0.02% -4K -19.5% $16.60 +6.9%
348 OWL CALL BLUE OWL CAPITAL INC Financial Services 30,000.0 $274K 0.02% NEW $9.13 +3.6%
349 KLIC KULICKE SOFFA INDS INC Technology 4,100.0 $269K 0.02% -4K -48.8% $65.72 +55.3%
350 FG PUT FG ANNUITIES LIFE INC Financial Services 10,000.0 $253K 0.02% NEW $25.32 +10.7%
351 BLUE OWL CAPITAL CORPORATION 22,500.0 $249K 0.02% +12K +118.5% $11.06
352 TRIP TRIPADVISOR INC Consumer Cyclical 23,000.0 $245K 0.02% NEW $10.66 -11.3%
353 EIC EAGLE POINT INCOME COMPANY I Financial Services 23,584.0 $223K 0.02% $9.44 +13.2%
354 TE T1 ENERGY INC Industrials 50,000.0 $220K 0.01% NEW $4.39 +29.2%
355 FS SPECIALTY LENDING FD 16,500.0 $206K 0.01% NEW $12.51
356 PUT AMC ENTMT HLDGS INC 200,000.0 $196K 0.01% NEW $0.98
357 BOLD EAGLE ACQUISITION CORP 909,477.0 $191K 0.01% +431K +90.1% $0.21
358 SIZZLE ACQUISITION CORP. II 18,479.0 $190K 0.01% $10.28
359 SABA SABA CAPITAL INCOME OPPORT Financial Services 22,700.0 $189K 0.01% $8.32 +1.0%
360 YORKVILLE ACQUISITION CORP. 18,075.0 $183K 0.01% -47K -72.2% $10.11
Page 18 of 25  ·  487 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.5%
Technology 10.0%
Consumer Cyclical 8.5%
Energy 8.3%
Industrials 8.2%
Communication Services 7.9%
Basic Materials 7.8%
Healthcare 6.1%
Utilities 6.1%
Real Estate 2.3%