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Portfolio (Quarterly) Guide ↗

K2 PRINCIPAL FUND, L.P.

· CIK 0001461790
13F Portfolio $1.4B AUM 487 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 212 New 74 Added 83 Reduced 135 Exited
Page 3 of 5  ·  83 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 GENERAL PURP ACQUISITION COR 94,300.0 $944K 0.07% -6K -5.7% $10.01
42 PLANET LABS PBC 44,114.0 $726K 0.05% -176K -80.0% $16.45
43 TIC TIC SOLUTIONS INC Industrials 106,908.0 $703K 0.05% -8K -7.3% $6.58 +35.6%
44 RAAQ REAL ASSET ACQUISITION CORP Financial Services 63,857.0 $670K 0.05% -39K -37.7% $10.50 +9.1%
45 FFBC 1ST FINL BANCORP Financial Services 18,068.0 $504K 0.04% -9K -32.0% $27.88 +8.0%
46 HENNESSY CAP INVT CORP VII 46,922.0 $486K 0.03% -7K -12.2% $10.35
47 CANNABIST CO HLDGS INC 1,326.0 $424K 0.03% -674.0 -33.7% $320.00
48 TER TERADYNE INC Technology 1,300.0 $385K 0.03% -2K -64.5% $296.46 +20.3%
49 AMKR AMKOR TECHNOLOGY INC Technology 8,306.0 $374K 0.03% -694.0 -7.7% $45.03 +56.2%
50 PRCH CALL PORCH GROUP INC Technology 40,000.0 $287K 0.02% -20K -33.3% $7.17 +45.5%
51 RVT ROYCE SMALL CAP TRUST INC Financial Services 16,503.0 $274K 0.02% -4K -19.5% $16.60 +8.6%
52 KLIC KULICKE SOFFA INDS INC Technology 4,100.0 $269K 0.02% -4K -48.8% $65.72 +58.4%
53 YORKVILLE ACQUISITION CORP. 18,075.0 $183K 0.01% -47K -72.2% $10.11
54 LIVE OAK ACQUISITION CORP V 90,700.0 $130K 0.01% -42K -31.4% $1.43
55 GCT SEMICONDUCTOR HLDG INC 583,091.0 $105K 0.01% -100K -14.6% $0.18
56 SPRY CALL ARS PHARMACEUTICALS INC Healthcare 13,000.0 $104K 0.01% -168K -92.8% $8.03 -1.1%
57 LEGATO MERGER CORP III 207,873.0 $104K 0.01% -201K -49.2% $0.50
58 A PARADISE ACQUISITION CORP 199,400.0 $90K 0.01% -451K -69.3% $0.45
59 HENNESSY CAP INVT CORP VII 309,177.0 $87K 0.01% -85K -21.6% $0.28
60 SIM ACQUISITION CORP. I 301,172.0 $81K 0.01% -94K -23.8% $0.27
Page 3 of 5  ·  83 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 32.5%
Technology 10.0%
Consumer Cyclical 8.5%
Energy 8.3%
Industrials 8.2%
Communication Services 7.9%
Basic Materials 7.8%
Healthcare 6.1%
Utilities 6.1%
Real Estate 2.3%