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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 38 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 LHX L3HARRIS TECHNOLOGIES INC Industrials 1,993.0 $585K 0.02% +12.0 +0.6% $293.52 -1.7%
742 PTY PIMCO CORPORATE & INCOME OPP Financial Services 45,272.0 $584K 0.02% +7K +18.6% $12.90 -8.5%
743 EME EMCOR GROUP INC Industrials 680.0 $578K 0.02% +94.0 +16.0% $850.45 +1.4%
744 CGGO CAPITAL GROUP GBL GROWTH EQT 16,269.0 $572K 0.02% +2K +13.9% $35.18 +19.0%
745 IAUG INNOVATOR ETFS TRUST 20,059.0 $571K 0.02% -13K -39.5% $28.46 +5.6%
746 LGND LIGAND PHARMACEUTICALS INC Healthcare 3,000.0 $567K 0.02% NEW $189.07 +56.5%
747 BMA BANCO MACRO SA Financial Services 6,289.0 $567K 0.02% +79.0 +1.3% $90.16 +0.2%
748 BUFG FIRST TR EXCHNG TRADED FD VI 21,202.0 $566K 0.02% -5K -19.8% $26.70 +8.7%
749 STE STERIS PLC Healthcare 2,232.0 $566K 0.02% NEW $253.55 -16.9%
750 CPRT COPART INC Industrials 14,451.0 $566K 0.02% +191.0 +1.3% $39.15 -23.2%
751 GDV GABELLI DIVID & INCOME TR Financial Services 20,288.0 $563K 0.02% +143.0 +0.7% $27.77 +4.5%
752 BJAN INNOVATOR ETFS TRUST 9,952.0 $559K 0.01% -137.0 -1.4% $56.16 +3.7%
753 DFAC DIMENSIONAL ETF TRUST 14,078.0 $557K 0.01% $39.59 +10.7%
754 SPGI S&P GLOBAL INC Financial Services 1,075.0 $557K 0.01% +37.0 +3.6% $518.37 -23.8%
755 ANNALY CAPITAL MANAGEMENT IN 24,749.0 $557K 0.01% +659.0 +2.7% $22.51
756 FNX FIRST TR EXCHANGE-TRADED ALP 4,408.0 $555K 0.01% -676.0 -13.3% $125.97 +15.3%
757 SCHR SCHWAB STRATEGIC TR 22,095.0 $554K 0.01% $25.08 -1.6%
758 ICOW PACER FDS TR 14,156.0 $554K 0.01% +7K +96.3% $39.12 +6.2%
759 ACN ACCENTURE PLC IRELAND Technology 2,058.0 $552K 0.01% +36.0 +1.8% $268.33 -53.1%
760 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 1,572.0 $551K 0.01% -90.0 -5.4% $350.45 +10.5%
Page 38 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%