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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 7 of 7  ·  127 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 FLO FLOWERS FOODS INC Consumer Defensive 11,066.0 $120K 0.00% NEW — $10.88 -47.2%
122 CX CEMEX SAB DE CV Basic Materials 10,252.0 $118K 0.00% NEW — $11.49 -15.5%
123 SERV SERVE ROBOTICS INC Industrials 10,146.0 $105K 0.00% NEW — $10.38 -57.1%
124 — 374WATER INC — 45,353.0 $93K 0.00% NEW — $2.04 —
125 — XAI OCTAGN FLT RAT & ALT INM — 12,641.0 $72K 0.00% NEW — $5.71 —
126 GLDG GOLDMINING INC Basic Materials 37,500.0 $47K 0.00% NEW — $1.25 -22.2%
127 AI CALL C3 AI INC Technology 20,000.0 $3K — NEW — $0.16 +6556.2%
Page 7 of 7  ·  127 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.6%
Financial Services 21.5%
Consumer Cyclical 9.5%
Healthcare 7.8%
Industrials 7.5%
Communication Services 5.1%
Consumer Defensive 4.6%
Energy 3.1%
Utilities 3.0%
Basic Materials 1.7%