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Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763
13F Portfolio $5.8B AUM 1,592 positions Filed Jul 21, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 853 New 322 Added 317 Reduced 45 Exited
Page 12 of 43  ·  853 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 OUSTER INC 33,774.0 $2.1M 0.04% NEW $62.52
222 PENG PENGUIN SOLUTIONS INC Technology 27,550.0 $2.1M 0.04% NEW $76.01 -22.9%
223 ONEQ FIDELITY COMWLTH TR 20,083.0 $2.1M 0.04% NEW $103.22 +0.6%
224 PEG PUBLIC SVC ENTERPRISE GROUP Utilities 25,418.0 $2.1M 0.04% NEW $81.16 -6.1%
225 PFF ISHARES TR 67,184.0 $2.0M 0.04% NEW $30.49 +0.0%
226 IAK ISHARES TR 14,524.0 $2.0M 0.04% NEW $140.56 +3.4%
227 QQQG PACER FDS TR 61,864.0 $2.0M 0.04% NEW $32.99 -4.7%
228 IWY ISHARES TR 7,000.0 $2.0M 0.04% NEW $290.63 -1.1%
229 ASX ASE TECHNOLOGY HLDG CO LTD Technology 44,851.0 $2.0M 0.04% NEW $45.12 -19.6%
230 ROK ROCKWELL AUTOMATION INC Industrials 4,072.0 $2.0M 0.04% NEW $495.04 -11.9%
231 SLB SLB LIMITED Energy 43,221.0 $2.0M 0.03% NEW $46.49 +14.9%
232 KNG FIRST TR EXCHANGE-TRADED FD 39,576.0 $2.0M 0.03% NEW $50.50 +2.8%
233 HPF HANCOCK JOHN PFD INCOME FD I Financial Services 124,316.0 $2.0M 0.03% NEW $15.87 -0.6%
234 SCHB SCHWAB STRATEGIC TR 67,989.0 $2.0M 0.03% NEW $28.96 +2.7%
235 IGR CBRE GBL REAL ESTATE INC FD Financial Services 423,798.0 $2.0M 0.03% NEW $4.61 +1.4%
236 EDF VIRTUS STONE HBR EMRG MKTS I Financial Services 348,927.0 $1.9M 0.03% NEW $5.58 -7.2%
237 HYLB DBX ETF TR 52,758.0 $1.9M 0.03% NEW $36.52 -0.6%
238 SCHW SCHWAB CHARLES CORP Financial Services 20,808.0 $1.9M 0.03% NEW $92.27 +21.5%
239 ODFL OLD DOMINION FREIGHT LINE IN Industrials 8,732.0 $1.9M 0.03% NEW $216.60 -3.7%
240 SCHF SCHWAB STRATEGIC TR 67,896.0 $1.9M 0.03% NEW $27.70 +1.4%
Page 12 of 43  ·  853 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.9%
Financial Services 22.4%
Industrials 9.0%
Consumer Cyclical 7.2%
Communication Services 6.2%
Healthcare 5.9%
Energy 5.0%
Consumer Defensive 4.9%
Utilities 3.4%
Real Estate 1.7%