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Portfolio (Quarterly) Guide ↗

J.W. COLE ADVISORS, INC.

· CIK 0001404763
13F Portfolio $5.8B AUM 1,592 positions Filed Jul 21, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 853 New 322 Added 317 Reduced 45 Exited
Page 12 of 17  ·  322 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 7,892.0 $699K 0.01% +210.0 +2.7% $88.60 -29.4%
222 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 70,977.0 $696K 0.01% +42K +141.8% $9.81 +1.9%
223 INGERSOLL RAND INC 8,481.0 $695K 0.01% +57.0 +0.7% $81.99
224 SPYD SPDR SERIES TRUST 14,264.0 $681K 0.01% +218.0 +1.6% $47.71 +4.3%
225 SMB VANECK ETF TRUST 38,483.0 $668K 0.01% +2K +5.9% $17.35 -0.6%
226 HYEM VANECK ETF TRUST 32,420.0 $652K 0.01% +522.0 +1.6% $20.11 -0.3%
227 PZA INVESCO EXCH TRADED FD TR II 26,809.0 $631K 0.01% +4K +17.5% $23.52 -2.6%
228 GUG GUGGENHEIM ACTIVE ALLOC FD Financial Services 39,190.0 $626K 0.01% +22K +126.9% $15.98 -5.7%
229 UTEN RBB FD INC 14,441.0 $624K 0.01% +143.0 +1.0% $43.20 -2.0%
230 REGN REGENERON PHARMACEUTICALS Healthcare 958.0 $597K 0.01% +103.0 +12.1% $623.48 +29.3%
231 VANECK ETF TRUST 8,508.0 $585K 0.01% +900.0 +11.8% $68.77
232 ATI ATI INC Industrials 2,956.0 $583K 0.01% +865.0 +41.4% $197.10 +17.6%
233 SDOG ALPS ETF TR 8,302.0 $566K 0.01% +188.0 +2.3% $68.22 +7.3%
234 VTWO VANGUARD SCOTTSDALE FDS 4,609.0 $560K 0.01% +158.0 +3.5% $121.42 +1.2%
235 RCAT RED CAT HLDGS INC Technology 52,121.0 $555K 0.01% +2K +3.2% $10.65 -2.0%
236 SPTM SPDR SERIES TRUST 6,090.0 $553K 0.01% +431.0 +7.6% $90.79 +3.4%
237 TDV PROSHARES TR 5,312.0 $552K 0.01% +54.0 +1.0% $103.96 -0.9%
238 AMCOR PLC 12,525.0 $543K 0.01% +144.0 +1.2% $43.35
239 SPOT SPOTIFY TECHNOLOGY S A Communication Services 1,151.0 $529K 0.01% +605.0 +110.8% $459.22 +7.2%
240 ARTY ISHARES TR 6,882.0 $524K 0.01% +1K +27.7% $76.16 +2.0%
Page 12 of 17  ·  322 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.9%
Financial Services 22.4%
Industrials 9.0%
Consumer Cyclical 7.2%
Communication Services 6.2%
Healthcare 5.9%
Energy 5.0%
Consumer Defensive 4.9%
Utilities 3.4%
Real Estate 1.7%