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Portfolio (Quarterly) Guide ↗

Westend Capital Management, LLC

· CIK 0001331997
13F Portfolio $357M AUM 238 positions Filed Jan 15, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 29 New 52 Added 21 Reduced 45 Exited
Page 4 of 12  ·  238 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 WPC WP CAREY INC COM Real Estate 2,000.0 $129K 0.04% $64.36 +15.9%
62 RIO RIO TINTO PLC SPONSORED ADR Basic Materials 1,596.0 $128K 0.04% +1K +538.4% $80.03 +33.1%
63 CTSH COGNIZANT TECHNOLOGY SOLUTIONS CL A Technology 1,449.0 $120K 0.03% NEW $83.00 -35.0%
64 DIA SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST Financial Services 250.0 $120K 0.03% $480.57 +5.5%
65 LNC LINCOLN NATL CORP IND COM Financial Services 2,698.0 $120K 0.03% $44.53 -21.2%
66 ECH ISHARES MSCI CHILE ETF 2,869.0 $116K 0.03% NEW $40.40 +4.1%
67 VTI VANGUARD TOTAL STOCK MARKET ETF 345.0 $116K 0.03% +125.0 +56.8% $335.27 +10.8%
68 MO ALTRIA GROUP INC COM Consumer Defensive 1,807.0 $104K 0.03% +243.0 +15.5% $57.66 +25.0%
69 ESGD ISHARES ESG AWARE MSCI EAFE ETF 1,075.0 $102K 0.03% $95.09 +8.8%
70 LOW LOWES COS INC COM Consumer Cyclical 419.0 $101K 0.03% +357.0 +575.8% $241.16 -9.5%
71 RTX RTX CORPORATION COM Industrials 535.0 $98K 0.03% +484.0 +949.0% $183.40 -1.7%
72 BERKSHIRE HATHAWAY INC DEL CL B NEW 194.0 $98K 0.03% $502.65
73 NEE NEXTERA ENERGY INC COM Utilities 1,209.0 $97K 0.03% $80.28 +9.4%
74 SPG SIMON PPTY GROUP INC NEW COM Real Estate 519.0 $96K 0.03% -22.0 -4.1% $185.16 +11.6%
75 SNOY YIELDMAX SNOW OPTION INCOME STRATEGY ETF 7,787.0 $95K 0.03% $12.22 -14.7%
76 SCHF SCHWAB INTERNATIONAL EQUITY ETF 3,512.0 $84K 0.02% $24.04 +15.2%
77 CVX CHEVRON CORP NEW COM Energy 551.0 $84K 0.02% $152.41 +20.3%
78 PEP PEPSICO INC COM Consumer Defensive 574.0 $82K 0.02% +428.0 +293.1% $143.52 +1.9%
79 SPHY STATE STREET SPDR PORTFOLIO HIGH YIELD BOND ETF 3,346.0 $79K 0.02% -1K -25.7% $23.67 -0.7%
80 SHYG ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF 1,843.0 $79K 0.02% -584.0 -24.1% $42.87 -0.7%
Page 4 of 12  ·  238 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Industrials 31.5%
Energy 14.6%
Financial Services 12.0%
Technology 9.6%
Healthcare 9.2%
Basic Materials 9.0%
Consumer Cyclical 7.5%
Communication Services 5.7%
Real Estate 0.7%
Consumer Defensive 0.3%