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Portfolio (Quarterly) Guide ↗

MARSHALL WACE, LLP

· CIK 0001318757
13F Portfolio $100.4B AUM 6,623 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 928 New 1171 Added 969 Reduced 697 Exited
Page 49 of 49  ·  969 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
961 RKT CALL ROCKET COS INC-A Financial Services 600.0 $9K -7K -92.2% $14.25 +0.2%
962 BAX PUT BAXTER INTL INC Healthcare 500.0 $8K -100.0 -16.7% $16.80 +3.0%
963 XRT CALL SPDR S&P RETAIL 100.0 $8K -28K -99.7% $80.47 -1.7%
964 XLB CALL SPDR-MATERIALS 100.0 $5K -67K -99.8% $49.97 +0.7%
965 FITB PUT FIFTH THIRD BANC Financial Services 100.0 $5K -100.0 -50.0% $46.46 +2.7%
966 ASHR CALL DEUTSCHE X-TRACK 100.0 $3K -61K -99.8% $32.64 +8.7%
967 CMCSA COMCAST CORP-A Communication Services 62.0 $2K -2.4M -100.0% $28.71 -13.8%
968 PTON PUT PELOTON INTERA-A Consumer Cyclical 400.0 $2K -400.0 -50.0% $4.29 +20.7%
969 NVAX PUT NOVAVAX INC Healthcare 100.0 $814.0 -300.0 -75.0% $8.14 +14.9%
Page 49 of 49  ·  969 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.6%
Consumer Cyclical 16.0%
Healthcare 14.1%
Financial Services 9.9%
Industrials 7.6%
Communication Services 6.4%
Energy 5.6%
Consumer Defensive 5.0%
Basic Materials 2.7%
Utilities 2.3%