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Portfolio (Quarterly) Guide ↗

SFE Investment Counsel

· CIK 0001317784
13F Portfolio $634.7B AUM 143 positions Filed May 1, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 9 New 55 Added 56 Reduced 12 Exited
Page 8 of 8  ·  143 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 12,816.0 $97K 0.01% $7.54 +3.2%
142 VUZI VUZIX CORP Technology 10,000.0 $23K 0.00% $2.31 +33.3%
143 DATAVAULT AI INC 14,500.0 $9K 0.00% NEW $0.62
Page 8 of 8  ·  143 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.6%
Industrials 16.9%
Financial Services 10.7%
Healthcare 9.7%
Consumer Cyclical 8.2%
Energy 7.5%
Utilities 5.8%
Communication Services 5.0%
Consumer Defensive 3.0%
Basic Materials 1.6%