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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 40 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 LASR NLIGHT INC Technology 16,059.0 $1.1M 0.02% NEW $69.62 -32.9%
782 OGN ORGANON & CO Healthcare 82,327.0 $1.1M 0.02% NEW $13.54 +1.4%
783 ICVT ISHARES TR 9,125.0 $1.1M 0.02% NEW $121.74 -5.3%
784 AMTM AMENTUM HOLDINGS INC Industrials 53,517.0 $1.1M 0.02% NEW $20.67 -0.5%
785 CVE CENOVUS ENERGY INC Energy 44,572.0 $1.1M 0.02% NEW $24.81 +31.0%
786 AEM AGNICO EAGLE MINES LTD Basic Materials 7,127.0 $1.1M 0.02% NEW $155.13 +35.2%
787 OKTA OKTA INC Technology 8,054.0 $1.1M 0.02% NEW $136.45 -2.1%
788 JBT MAREL CORPORATION 7,569.0 $1.1M 0.02% NEW $145.00
789 UI UBIQUITI INC Technology 2,053.0 $1.1M 0.02% NEW $534.03 +8.4%
790 NET CLOUDFLARE INC Technology 4,433.0 $1.1M 0.02% NEW $245.28 +14.1%
791 CDRE CADRE HLDGS INC Industrials 38,047.0 $1.1M 0.02% NEW $28.51 +16.7%
792 CCJ CAMECO CORP Energy 10,586.0 $1.1M 0.02% NEW $101.86 -6.9%
793 IQVIA HLDGS INC 5,552.0 $1.1M 0.02% NEW $193.22
794 ORA ORMAT TECHNOLOGIES INC Utilities 9,803.0 $1.1M 0.02% NEW $108.90 +0.7%
795 AMP AMERIPRISE FINL INC Financial Services 2,322.0 $1.1M 0.02% NEW $458.76 +20.5%
796 KRMN KARMAN HLDGS INC Industrials 21,127.0 $1.1M 0.02% NEW $49.92 +6.9%
797 MTDR MATADOR RES CO Energy 21,172.0 $1.1M 0.02% NEW $49.78 +17.1%
798 POWL POWELL INDS INC Industrials 3,670.0 $1.1M 0.02% NEW $286.36 -31.6%
799 UNILEVER PLC 17,343.0 $1.0M 0.02% NEW $60.12
800 KSS KOHLS CORP Consumer Cyclical 58,082.0 $1.0M 0.02% NEW $17.72 -4.5%
Page 40 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%