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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 39 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 PHM PULTE GROUP INC Consumer Cyclical 8,938.0 $1.2M 0.02% NEW $137.21 -7.0%
762 CTSH COGNIZANT TECHNOLOGY SOLUTIO Technology 31,586.0 $1.2M 0.02% NEW $38.73 +57.3%
763 WRBY WARBY PARKER INC Healthcare 40,074.0 $1.2M 0.02% NEW $30.34 -9.5%
764 CG CARLYLE GROUP INC Financial Services 28,780.0 $1.2M 0.02% NEW $42.11 +14.0%
765 MMD NYLI MACKAY DEFINEDTERM MUNI Financial Services 78,096.0 $1.2M 0.02% NEW $15.50 -3.0%
766 NVT NVENT ELEC PLC Industrials 7,073.0 $1.2M 0.02% NEW $169.61 -9.0%
767 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 3,984.0 $1.2M 0.02% NEW $301.03 -23.8%
768 IOT SAMSARA INC Technology 36,648.0 $1.2M 0.02% NEW $32.43 +20.2%
769 NDMO NUVEEN DYNAMIC MUN OPPORTUNI Financial Services 114,033.0 $1.2M 0.02% NEW $10.41 -4.3%
770 CTAS CINTAS CORP Industrials 6,923.0 $1.2M 0.02% NEW $170.08 +19.7%
771 CVR PARTNERS LP/CVR NITROGEN 10,490.0 $1.2M 0.02% NEW $111.48
772 BDJ BLACKROCK ENHANCED EQUITY DI Financial Services 120,382.0 $1.2M 0.02% NEW $9.57 +1.9%
773 SNDK SANDISK CORP Technology 506.0 $1.2M 0.02% NEW $2273.73 -29.6%
774 NOK NOKIA CORP Technology 86,268.0 $1.1M 0.02% NEW $13.28 -23.6%
775 TRN TRINITY INDS INC Industrials 33,101.0 $1.1M 0.02% NEW $34.58 -14.0%
776 PPT PUTNAM PREMIER INCOME TR Financial Services 327,903.0 $1.1M 0.02% NEW $3.49 -1.4%
777 AIT APPLIED INDL TECHNOLOGIES IN Industrials 3,358.0 $1.1M 0.02% NEW $338.15 +0.6%
778 PRU PRUDENTIAL FINL INC Financial Services 10,501.0 $1.1M 0.02% NEW $107.93 +11.7%
779 PKG PACKAGING CORP AMER Consumer Cyclical 4,747.0 $1.1M 0.02% NEW $238.28 +4.7%
780 GNL GLOBAL NET LEASE INC Real Estate 125,675.0 $1.1M 0.02% NEW $8.94 +1.7%
Page 39 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%