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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 67 of 71  ·  1,407 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1321 VERX VERTEX INC Technology 3,198.0 $37K 0.00% NEW $11.48 +11.6%
1322 ACIW ACI WORLDWIDE INC Technology 717.0 $36K 0.00% NEW $50.29 +5.2%
1323 FLYW FLYWIRE CORPORATION Technology 1,988.0 $35K 0.00% NEW $17.57 +6.0%
1324 ANIP ANI PHARMACEUTICALS INC Healthcare 419.0 $35K 0.00% NEW $82.78 -6.9%
1325 AOS SMITH A O CORP Industrials 538.0 $34K 0.00% NEW $62.72 -2.3%
1326 EOSE EOS ENERGY ENTERPRISES INC Industrials 5,625.0 $33K 0.00% NEW $5.88 -35.4%
1327 MILLROSE PPTYS INC 1,098.0 $33K 0.00% NEW $30.05
1328 CNXN PC CONNECTION INC Technology 443.0 $32K NEW $72.99 +6.8%
1329 CCC CCC INTELLIGENT SOLUTIONS HL Technology 6,226.0 $32K NEW $5.16 +30.0%
1330 TYL TYLER TECHNOLOGIES INC Technology 106.0 $31K NEW $292.46 +12.6%
1331 BCPC BALCHEM CORP Basic Materials 182.0 $31K NEW $168.95 +6.1%
1332 URBN URBAN OUTFITTERS INC Consumer Cyclical 433.0 $31K NEW $70.86 +7.1%
1333 APAM ARTISAN PARTNERS ASSET MGMT Financial Services 877.0 $30K NEW $34.53 +19.2%
1334 ETF SER SOLUTIONS 1,121.0 $28K NEW $25.18
1335 STM STMICROELECTRONICS N V Technology 361.0 $27K NEW $74.89 -28.9%
1336 CRC CALIFORNIA RES CORP Energy 510.0 $27K NEW $52.87 +0.5%
1337 CZR CAESARS ENTERTAINMENT INC NE Consumer Cyclical 878.0 $26K NEW $30.18 -1.8%
1338 LSPD LIGHTSPEED COMMERCE INC Technology 2,510.0 $26K NEW $10.49 -1.9%
1339 GLOB GLOBANT S A Technology 907.0 $26K NEW $28.94 +26.4%
1340 CALX CALIX INC Technology 661.0 $25K NEW $37.32 +5.5%
Page 67 of 71  ·  1,407 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%