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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 6 of 71  ·  1,407 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 JFR NUVEEN FLOATING RATE INCOME Financial Services 1,827,295.0 $14.0M 0.21% NEW $7.67 -0.2%
102 ORCL ORACLE CORP Technology 94,883.0 $13.9M 0.21% NEW $146.55 -1.1%
103 FIX COMFORT SYS USA INC Industrials 6,969.0 $13.8M 0.21% NEW $1981.95 -10.2%
104 CW CURTISS WRIGHT CORP Industrials 18,060.0 $13.7M 0.21% NEW $757.76 -8.4%
105 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 1,394,695.0 $13.7M 0.21% NEW $9.81 +1.3%
106 BK BANK OF NY MELLON CORP Financial Services 94,326.0 $13.6M 0.21% NEW $144.61 -1.9%
107 CWEN CLEARWAY ENERGY INC Utilities 398,750.0 $13.6M 0.21% NEW $34.18 -0.1%
108 UNP UNION PAC CORP Industrials 49,661.0 $13.5M 0.21% NEW $272.00 +10.8%
109 KMI KINDER MORGAN INC DEL Energy 419,079.0 $13.4M 0.20% NEW $31.97 +3.2%
110 TPC TUTOR PERINI CORP Industrials 161,195.0 $13.4M 0.20% NEW $82.97 +14.2%
111 CHW CALAMOS GBL DYN INCOME FUND Financial Services 1,495,579.0 $13.3M 0.20% NEW $8.91 -3.1%
112 ESE ESCO TECHNOLOGIES INC Technology 37,077.0 $13.0M 0.20% NEW $350.04 -13.5%
113 WM WASTE MGMT INC DEL Industrials 58,173.0 $13.0M 0.20% NEW $222.88 +1.6%
114 EIX EDISON INTL Utilities 173,474.0 $12.9M 0.20% NEW $74.45 -2.3%
115 VRTX VERTEX PHARMACEUTICALS INC Healthcare 25,909.0 $12.9M 0.20% NEW $496.73 +4.4%
116 ASML ASML HLDG NV Technology 6,469.0 $12.9M 0.20% NEW $1989.44 -9.3%
117 MCHP MICROCHIP TECHNOLOGY INC. Technology 141,030.0 $12.9M 0.20% NEW $91.20 -16.1%
118 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 33,121.0 $12.8M 0.20% NEW $386.73 +2.5%
119 GUG GUGGENHEIM ACTIVE ALLOC FD Financial Services 801,539.0 $12.8M 0.20% NEW $15.98 -5.8%
120 HPQ HP INC Technology 582,162.0 $12.8M 0.20% NEW $21.94 +35.5%
Page 6 of 71  ·  1,407 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%