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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 57 of 71  ·  1,407 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 KTB KONTOOR BRANDS INC Consumer Cyclical 2,847.0 $237K 0.00% NEW $83.34 -1.2%
1122 RC READY CAPITAL CORP Real Estate 134,956.0 $236K 0.00% NEW $1.75 -3.4%
1123 VOD VODAFONE GROUP PLC Communication Services 17,822.0 $236K 0.00% NEW $13.22 +22.0%
1124 VAC MARRIOTT VACATIONS WORLDWIDE Consumer Cyclical 2,305.0 $235K 0.00% NEW $101.88 +12.9%
1125 SYF SYNCHRONY FINANCIAL Financial Services 3,081.0 $234K 0.00% NEW $76.05 +6.0%
1126 EXTR EXTREME NETWORKS INC Technology 7,218.0 $234K 0.00% NEW $32.37 -26.6%
1127 INDI INDIE SEMICONDUCTOR INC Technology 51,935.0 $233K 0.00% NEW $4.49 -3.3%
1128 GEF GREIF INC Consumer Cyclical 3,121.0 $232K 0.00% NEW $74.49 +16.5%
1129 EFSC ENTERPRISE FINL SVCS CORP Financial Services 3,523.0 $232K 0.00% NEW $65.88 -0.7%
1130 IPAR INTERPARFUMS INC Consumer Defensive 2,073.0 $232K 0.00% NEW $111.86 +1.4%
1131 UNM UNUM GROUP Financial Services 2,590.0 $232K 0.00% NEW $89.40 +0.4%
1132 CPNG COUPANG INC Consumer Cyclical 13,318.0 $231K 0.00% NEW $17.37 -10.3%
1133 OAKTREE SPECIALTY LENDING 19,329.0 $231K 0.00% NEW $11.94
1134 GTY GETTY RLTY CORP NEW Real Estate 6,842.0 $228K 0.00% NEW $33.36 -1.1%
1135 FFC FLAHERTY & CRUMRIN PFD & INM Financial Services 13,956.0 $227K 0.00% NEW $16.28 -0.4%
1136 LULU LULULEMON ATHLETICA INC Consumer Cyclical 1,989.0 $227K 0.00% NEW $114.18 +4.2%
1137 HPI HANCOCK JOHN PFD INCOME FD Financial Services 13,884.0 $225K 0.00% NEW $16.21 -1.0%
1138 LZB LA Z BOY INC Consumer Cyclical 5,607.0 $225K 0.00% NEW $40.12 +1.8%
1139 PAXS PIMCO ACCESS INCOME FUND Financial Services 15,417.0 $224K 0.00% NEW $14.55 -3.8%
1140 PHK PIMCO HIGH INCOME FD Financial Services 47,680.0 $222K 0.00% NEW $4.66 -2.4%
Page 57 of 71  ·  1,407 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%