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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.0B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 193 New
Page 3 of 10  ·  193 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 DRAFTKINGS INC NEW 5,780,000.0 $5.2M 0.52% NEW $0.90
42 TSLA TESLA INC Consumer Cyclical 11,544.0 $5.1M 0.51% NEW $444.72 -4.2%
43 WMT WALMART INC Consumer Defensive 47,191.0 $4.9M 0.48% NEW $103.06 +16.7%
44 NFLX NETFLIX INC Communication Services 3,998.0 $4.8M 0.48% NEW $1198.92 -92.6%
45 NOW SERVICENOW INC Technology 4,764.0 $4.4M 0.44% NEW $920.28 -88.9%
46 BAB INVESCO EXCH TRADED FD TR II 154,918.0 $4.2M 0.42% NEW $27.29 -2.7%
47 MICROCHIP TECHNOLOGY INC. 70,100.0 $4.1M 0.41% NEW $59.03
48 COST COSTCO WHSL CORP NEW Consumer Defensive 4,314.0 $4.0M 0.40% NEW $925.63 +11.1%
49 OKTA INC 4,032,000.0 $3.9M 0.39% NEW $0.97
50 MOOG INC 18,300.0 $3.8M 0.38% NEW $207.67
51 UBER UBER TECHNOLOGIES INC Technology 38,320.0 $3.8M 0.37% NEW $97.97 -26.7%
52 SPY SPDR S&P 500 ETF TR Financial Services 5,606.0 $3.7M 0.37% NEW $666.18 +11.9%
53 MPWR MONOLITHIC PWR SYS INC Technology 3,900.0 $3.6M 0.36% NEW $920.64 +72.7%
54 INTU INTUIT Technology 5,180.0 $3.5M 0.35% NEW $682.91 -53.2%
55 NEXTERA ENERGY INC 74,400.0 $3.5M 0.35% NEW $47.03
56 TJX TJX COS INC NEW Consumer Cyclical 24,000.0 $3.5M 0.34% NEW $144.54 +9.5%
57 SPOT SPOTIFY TECHNOLOGY S A Communication Services 4,775.0 $3.3M 0.33% NEW $698.00 -25.5%
58 APOS APOLLO GLOBAL MGMT INC Financial Services 24,780.0 $3.3M 0.33% NEW $133.27 -80.4%
59 ITT ITT INC Industrials 18,300.0 $3.3M 0.33% NEW $178.76 +9.1%
60 BX BLACKSTONE INC Financial Services 18,654.0 $3.2M 0.32% NEW $170.85 -30.6%
Page 3 of 10  ·  193 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Communication Services 19.4%
Consumer Cyclical 18.6%
Financial Services 17.3%
Consumer Defensive 6.1%
Industrials 3.6%
Healthcare 3.2%
Utilities 0.9%
Real Estate 0.7%
Energy 0.7%