Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565

13F Portfolio $1.1B AUM 231 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q4 2025 · All 42 New 93 Added 54 Reduced 31 Exited

Page 1 of 3 · 42 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1	SCHZ	SCHWAB STRATEGIC TR	—	3,142,160.0	$72.7M	6.67%	NEW	—	$23.13	-4.5%
2	LQD	ISHARES TR	—	225,180.0	$24.6M	2.25%	NEW	—	$109.07	-6.3%
3	VCIT	VANGUARD SCOTTSDALE FDS	—	291,785.0	$24.1M	2.21%	NEW	—	$82.65	-5.3%
4	SPIB	SPDR SERIES TRUST	—	594,978.0	$19.9M	1.83%	NEW	—	$33.46	-3.5%
5	USIG	ISHARES TR	—	281,728.0	$14.4M	1.32%	NEW	—	$51.29	-5.0%
6	IGIB	ISHARES TR	—	271,160.0	$14.4M	1.32%	NEW	—	$53.17	-5.3%
7	—	ALLIANT ENERGY CORP	—	9,980,000.0	$11.0M	1.01%	NEW	—	$1.10	—
8	—	WEC ENERGY GROUP INC	—	7,944,000.0	$9.8M	0.90%	NEW	—	$1.24	—
9	—	ALPHABET INC	—	173,300.0	$8.8M	0.81%	NEW	—	$50.89	—
10	SCYB	SCHWAB STRATEGIC TR	—	302,994.0	$7.9M	0.73%	NEW	—	$26.18	-3.6%
11	—	GUARDANT HEALTH INC	—	5,429,000.0	$6.8M	0.62%	NEW	—	$1.24	—
12	—	CLOUDFLARE INC	—	5,023,000.0	$6.4M	0.58%	NEW	—	$1.26	—
13	WDC	WESTERN DIGITAL CORP	Technology	8,300.0	$5.3M	0.49%	NEW	—	$638.72	-28.8%
14	—	BOEING CO	—	78,000.0	$5.3M	0.48%	NEW	—	$67.78	—
15	VMBS	VANGUARD SCOTTSDALE FDS	—	84,165.0	$3.9M	0.36%	NEW	—	$46.81	-5.1%
16	—	SOUTHERN CO	—	2,820,000.0	$3.1M	0.28%	NEW	—	$1.10	—
17	PINK	SIMPLIFY EXCHANGE TRADED FUN	—	56,100.0	$2.2M	0.20%	NEW	—	$39.15	-1.4%
18	BIL	SPDR SERIES TRUST	—	17,970.0	$1.6M	0.15%	NEW	—	$91.64	-0.0%
19	HEI	HEICO CORP NEW	Industrials	4,600.0	$1.6M	0.15%	NEW	—	$356.19	-14.9%
20	POWR	ISHARES INC	—	53,132.0	$1.5M	0.14%	NEW	—	$27.96	-13.5%

Page 1 of 3 · 42 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 26.5%

Financial Services 20.8%

Industrials 12.2%

Communication Services 11.4%

Real Estate 9.0%

Consumer Cyclical 6.5%

Healthcare 5.5%

Consumer Defensive 4.2%

Energy 3.5%

Basic Materials 0.5%