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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 113 of 131  ·  2,602 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2241 SPEM SPDR INDEX SHS FDS 16,771.0 $787K 0.00% +735.0 +4.6% $46.91 +7.5%
2242 OEF ISHARES TR 2,454.0 $781K 0.00% -689.0 -21.9% $318.07 +15.2%
2243 REX REX AMERICAN RES CORP Basic Materials 17,051.0 $777K 0.00% +6K +52.6% $45.57 +10.3%
2244 VBK VANGUARD INDEX FDS 2,558.0 $773K 0.00% -152.0 -5.6% $302.30 +9.9%
2245 KRT KARAT PACKAGING INC Consumer Cyclical 27,532.0 $769K 0.00% +187.0 +0.7% $27.92 -1.6%
2246 SCHF SCHWAB STRATEGIC TR 30,927.0 $765K 0.00% +6K +26.1% $24.75 +7.8%
2247 NAVI NAVIENT CORPORATION Financial Services 93,177.0 $762K 0.00% -156K -62.7% $8.18 +2.1%
2248 MAZE MAZE THERAPEUTICS INC Healthcare 25,485.0 $761K 0.00% NEW $29.85 -17.9%
2249 PANL PANGAEA LOGISTICS SOLUTION L Industrials 107,435.0 $761K 0.00% +622.0 +0.6% $7.08 +11.9%
2250 FRAF FRANKLIN FINL SVCS CORP Financial Services 14,874.0 $760K 0.00% -216.0 -1.4% $51.08 +8.4%
2251 FCEL FUELCELL ENERGY INC Industrials 116,106.0 $758K 0.00% NEW $6.53 +171.7%
2252 NCNO NCINO INC Technology 50,573.0 $758K 0.00% +14K +39.0% $14.98 +0.9%
2253 WNEB WESTERN NEW ENG BANCORP INC Financial Services 58,425.0 $755K 0.00% -841.0 -1.4% $12.93 +3.8%
2254 XLB SELECT SECTOR SPDR TR 15,050.0 $752K 0.00% -1K -8.4% $49.97 -1.9%
2255 UAA UNDER ARMOUR INC Consumer Cyclical 126,638.0 $748K 0.00% -1.1M -89.8% $5.91 -15.1%
2256 FLOTEK INDUSTRIES INC 43,748.0 $742K 0.00% +253.0 +0.6% $16.97
2257 SHEN SHENANDOAH TELECOMMUNICATION Communication Services 47,972.0 $740K 0.00% -10K -17.1% $15.42 +4.7%
2258 BCX BLACKROCK RES & COMMODITIES Financial Services 61,087.0 $736K 0.00% $12.05 +0.0%
2259 XDEC FIRST TR EXCHNG TRADED FD VI 18,155.0 $732K 0.00% -2K -9.9% $40.31 +5.1%
2260 GREIF INC 8,291.0 $726K 0.00% +929.0 +12.6% $87.54
Page 113 of 131  ·  2,602 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%