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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 102 of 131  ·  2,602 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 OSPN ONESPAN INC Technology 147,691.0 $1.6M 0.00% -1.4M -90.4% $10.53 +18.6%
2022 TRN TRINITY INDS INC Industrials 48,171.0 $1.6M 0.00% +7K +16.2% $32.18 +3.3%
2023 WOR WORTHINGTON ENTERPRISES INC Industrials 29,657.0 $1.5M 0.00% +4K +15.6% $52.14 +2.6%
2024 CAVA CAVA GROUP INC Consumer Cyclical 18,913.0 $1.5M 0.00% NEW $80.90 -0.5%
2025 TCBX THIRD COAST BANCSHARES INC Financial Services 40,207.0 $1.5M 0.00% $37.83 -3.1%
2026 SNEX STONEX GROUP INC Financial Services 18,852.0 $1.5M 0.00% +7K +54.7% $80.65 +35.6%
2027 DFIN DONNELLEY FINL SOLUTIONS INC Financial Services 32,146.0 $1.5M 0.00% -14K -30.9% $47.14 -18.7%
2028 CRL CHARLES RIV LABS INTL INC Healthcare 8,736.0 $1.5M 0.00% +3K +44.5% $172.50 -11.6%
2029 LEVI LEVI STRAUSS & CO NEW Consumer Cyclical 81,396.0 $1.5M 0.00% +48K +141.6% $18.49 +12.4%
2030 CMC COMMERCIAL METALS CO Basic Materials 24,460.0 $1.5M 0.00% +1K +4.8% $61.43 +12.9%
2031 QQQX NUVEEN NASDAQ 100 DYNAMIC OV Financial Services 56,321.0 $1.5M 0.00% +5K +9.7% $26.67 +13.9%
2032 ALC ALCON AG Healthcare 19,885.0 $1.5M 0.00% +935.0 +4.9% $75.40 -10.8%
2033 HBCP HOMEBANCORP INC Financial Services 24,696.0 $1.5M 0.00% -186.0 -0.8% $60.58 +4.0%
2034 TRS TRIMAS CORP Consumer Cyclical 41,478.0 $1.5M 0.00% +2K +4.3% $35.94 +4.3%
2035 MMED MINIMED GROUP INC Healthcare 99,149.0 $1.5M 0.00% NEW $14.92 -27.0%
2036 XMAR FIRST TR EXCHNG TRADED FD VI 36,463.0 $1.5M 0.00% -27K -42.7% $40.49 +4.6%
2037 BCAT BLACKROCK CAP ALLOCATION TER Financial Services 104,390.0 $1.5M 0.00% -14K -11.8% $14.13 +9.1%
2038 EFX EQUIFAX INC Industrials 8,166.0 $1.5M 0.00% -10K -54.6% $180.06 -10.7%
2039 BCAL CALIFORNIA BANCORP Financial Services 82,523.0 $1.5M 0.00% -707.0 -0.8% $17.72 +7.1%
2040 ALMS ALUMIS INC Healthcare 66,099.0 $1.5M 0.00% NEW $22.03 +0.0%
Page 102 of 131  ·  2,602 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%