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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 48 of 49  ·  972 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
941 BLUEROCK PVT REAL ESTATE FD 14,034.0 $233K -6K -30.7% $16.61
942 AVTR AVANTOR INC Healthcare 29,376.0 $230K -2.1M -98.6% $7.84 -2.2%
943 JAMES HARDIE INDS PLC 12,118.0 $230K -296K -96.1% $18.94
944 FISI FINANCIAL INSTITUTIONS INC Financial Services 7,190.0 $228K -835.0 -10.4% $31.71 +7.6%
945 RKT ROCKET COS INC Financial Services 15,634.0 $223K -3K -14.8% $14.25 -6.6%
946 CRI CARTERS INC Consumer Cyclical 6,200.0 $222K -5K -44.1% $35.76 -4.3%
947 HIFS HINGHAM INSTN SVGS MASS Financial Services 772.0 $221K -89.0 -10.3% $285.84 -6.6%
948 WMG WARNER MUSIC GROUP CORP Communication Services 8,617.0 $220K -3K -23.2% $25.54 +31.1%
949 FDVV FIDELITY COVINGTON TRUST 3,951.0 $218K -561.0 -12.4% $55.24 +7.4%
950 HYMB SPDR SERIES TRUST 8,653.0 $215K -1K -10.4% $24.80 +0.1%
951 LITHIUM ARGENTINA AG 32,017.0 $214K -14K -30.4% $6.68
952 HELO J P MORGAN EXCHANGE TRADED F 3,255.0 $208K -35.0 -1.1% $63.91 +5.9%
953 ELPC COMPANHIA PARANAENSE DE ENER Utilities 16,945.0 $202K -1K -6.6% $11.94 -1.0%
954 SLP SIMULATIONS PLUS INC Healthcare 16,207.0 $192K -3K -13.8% $11.82 +14.9%
955 FFIC FLUSHING FINL CORP Financial Services 12,043.0 $185K -1K -10.1% $15.36 +1.8%
956 DHC DIVERSIFIED HEALTHCARE TR Real Estate 27,672.0 $184K -250.0 -0.9% $6.64 +27.4%
957 CRMD CORMEDIX INC Healthcare 25,818.0 $175K -4K -14.3% $6.79 +11.6%
958 VBNK VERSABANK NEW Financial Services 11,263.0 $160K -1K -11.0% $14.17 +22.0%
959 VGM INVESCO TR INVT GRADE MUNS Financial Services 15,419.0 $152K -3K -14.5% $9.87 +1.9%
960 REAL THE REALREAL INC Consumer Cyclical 16,690.0 $152K -2K -12.5% $9.08 +1.5%
Page 48 of 49  ·  972 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%