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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 44 of 49  ·  972 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 TFIN TRIUMPH FINANCIAL INC Financial Services 11,139.0 $665K -1K -10.1% $59.66 +5.0%
862 FMB FIRST TR EXCH TRADED FD III 13,076.0 $662K -864.0 -6.2% $50.66 +0.4%
863 ICUI ICU MED INC Healthcare 5,113.0 $660K -492.0 -8.8% $129.15 -7.0%
864 DIA STATE STR SPDR DOW JONES IND Financial Services 1,390.0 $644K -548.0 -28.3% $463.23 +6.8%
865 PACS PACS GROUP INC Financial Services 19,944.0 $641K -22K -51.9% $32.12 +18.1%
866 VOD VODAFONE GROUP PLC Communication Services 42,646.0 $641K -2K -4.1% $15.02 -0.4%
867 DIGITALBRIDGE GROUP INC 41,304.0 $637K -8K -15.7% $15.42
868 SMR NUSCALE PWR CORP Utilities 58,416.0 $633K -154K -72.5% $10.84 -1.5%
869 DFAC DIMENSIONAL ETF TRUST 16,166.0 $628K -526.0 -3.1% $38.86 +10.6%
870 ASPN ASPEN AEROGELS INC Industrials 181,234.0 $620K -15K -7.8% $3.42 +59.1%
871 VOE VANGUARD INDEX FDS 3,265.0 $602K -588.0 -15.3% $184.29 +3.5%
872 VNO VORNADO RLTY TR Real Estate 23,019.0 $598K -42K -64.6% $25.99 +19.3%
873 SHOO MADDEN STEVEN LTD Consumer Cyclical 17,566.0 $596K -581K -97.1% $33.92 +14.4%
874 PDO PIMCO DYNAMIC INCOME OPRNTS Financial Services 45,224.0 $585K -8K -14.7% $12.93 -1.5%
875 VEU VANGUARD INTL EQUITY INDEX F 7,778.0 $584K -1K -15.3% $75.10 +8.6%
876 DOCS DOXIMITY INC Healthcare 24,841.0 $579K -308K -92.5% $23.30 -18.5%
877 OPBK OP BANCORP Financial Services 42,179.0 $561K -387.0 -0.9% $13.30 +2.1%
878 IJT ISHARES TR 3,850.0 $557K -714.0 -15.6% $144.69 +9.7%
879 JFR NUVEEN FLOATING RATE INCOME Financial Services 73,865.0 $555K -11K -13.3% $7.52 -0.9%
880 WAY WAYSTAR HLDG CORP Technology 22,803.0 $550K -48K -68.0% $24.11 -23.8%
Page 44 of 49  ·  972 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%