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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 40 of 49  ·  972 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 NUVEEN CR STRATEGIES INCOME 260,715.0 $1.3M 0.00% -78K -23.0% $4.87
782 EVTC EVERTEC INC Technology 44,442.0 $1.3M 0.00% -35K -44.3% $28.22 -13.7%
783 CBNK CAPITAL BANCORP INC MD Financial Services 42,082.0 $1.3M 0.00% -468.0 -1.1% $29.74 +2.7%
784 ACWI ISHARES TR 9,012.0 $1.2M 0.00% -5K -34.5% $138.37 +11.2%
785 MLKN MILLERKNOLL INC Consumer Cyclical 85,641.0 $1.2M 0.00% -40K -32.1% $14.46 +1.9%
786 FTCS FIRST TR EXCHANGE-TRADED FD 13,274.0 $1.2M 0.00% -7K -33.1% $92.76 +0.9%
787 PI IMPINJ INC Technology 11,979.0 $1.2M 0.00% -42K -78.0% $102.70 +34.2%
788 ESQ ESQUIRE FINL HLDGS INC Financial Services 11,394.0 $1.2M 0.00% -299.0 -2.6% $107.50 +0.2%
789 LMB LIMBACH HLDGS INC Industrials 15,655.0 $1.2M 0.00% -427K -96.5% $78.05 -4.2%
790 OBT ORANGE CNTY BANCORP INC Financial Services 37,878.0 $1.2M 0.00% -356.0 -0.9% $31.98 +4.4%
791 BXP BXP INC Real Estate 23,311.0 $1.2M 0.00% -7K -23.9% $51.90 +15.5%
792 FTA FIRST TR EXCHANGE-TRADED ALP 12,944.0 $1.2M 0.00% -1K -9.4% $92.35 +0.1%
793 CLNE CLEAN ENERGY FUELS CORP Energy 481,486.0 $1.2M 0.00% -40K -7.7% $2.48 -17.2%
794 WTI W & T OFFSHORE INC Energy 348,800.0 $1.2M 0.00% -14K -3.8% $3.41 +44.3%
795 LC LENDINGCLUB ISSUANCE TR SER Financial Services 82,468.0 $1.2M 0.00% -15K -15.3% $14.32 +9.0%
796 FQAL FIDELITY COVINGTON TRUST 16,147.0 $1.2M 0.00% -764.0 -4.5% $72.60 +9.6%
797 MECHANICS BANCORP 78,302.0 $1.2M 0.00% -9K -10.3% $14.75
798 EXTR EXTREME NETWORKS INC Technology 75,444.0 $1.1M 0.00% -232K -75.5% $15.08 +61.0%
799 THRM GENTHERM INC Consumer Cyclical 40,629.0 $1.1M 0.00% -23K -35.9% $27.78 +10.3%
800 XLU SELECT SECTOR SPDR TR 24,435.0 $1.1M 0.00% -2K -6.7% $45.89 -5.0%
Page 40 of 49  ·  972 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%