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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 37 of 49  ·  972 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 SYBT STOCK YDS BANCORP INC Financial Services 29,146.0 $1.9M 0.00% -5K -13.8% $66.29 +4.5%
722 GSBC GREAT SOUTHN BANCORP INC Financial Services 30,157.0 $1.9M 0.00% -644.0 -2.1% $63.13 +6.4%
723 SPFI SOUTH PLAINS FINANCIAL INC Financial Services 44,606.0 $1.9M 0.00% -313.0 -0.7% $41.90 -6.0%
724 IAC IAC INC Technology 46,381.0 $1.9M 0.00% -1K -2.8% $40.03 -0.4%
725 VVV VALVOLINE INC Energy 54,140.0 $1.8M 0.00% -20K -26.8% $33.68 -3.8%
726 CASS CASS INFORMATION SYS INC Industrials 41,349.0 $1.8M 0.00% -657.0 -1.6% $44.02 +5.3%
727 CARE CARTER BANKSHARES INC Financial Services 78,007.0 $1.8M 0.00% -511.0 -0.7% $23.32 +12.4%
728 LRN STRIDE INC Consumer Defensive 20,484.0 $1.8M 0.00% -32K -60.9% $88.17 +0.1%
729 NFBK NORTHFIELD BANCORP INC DEL Financial Services 133,235.0 $1.8M 0.00% -1K -0.8% $13.54 +3.7%
730 WRBY WARBY PARKER INC Healthcare 84,951.0 $1.8M 0.00% -143K -62.7% $21.07 +36.4%
731 NRIM NORTHRIM BANCORP INC Financial Services 78,212.0 $1.8M 0.00% -433.0 -0.6% $22.88 +2.4%
732 LIFE360 INC 43,726.0 $1.8M 0.00% -45K -50.8% $40.82
733 AVUS AMERICAN CENTY ETF TR 16,038.0 $1.8M 0.00% -150.0 -0.9% $111.18 +11.7%
734 IONQ IONQ INC Technology 61,351.0 $1.8M 0.00% -95K -60.6% $28.83 +80.2%
735 MVST MICROVAST HOLDINGS INC Industrials 1,176,086.0 $1.8M 0.00% -912K -43.7% $1.50 -5.3%
736 MTX MINERALS TECHNOLOGIES INC Basic Materials 24,821.0 $1.8M 0.00% -254K -91.1% $70.92 +7.6%
737 PFIS PEOPLES FINL SVCS CORP Financial Services 32,787.0 $1.7M 0.00% -240.0 -0.7% $53.33 +5.7%
738 RB GLOBAL INC 18,213.0 $1.7M 0.00% -2K -7.9% $95.85
739 PATK PATRICK INDS INC Consumer Cyclical 15,427.0 $1.7M 0.00% -103.0 -0.7% $111.07 -17.9%
740 HLIT HARMONIC INC Technology 188,116.0 $1.7M 0.00% -28K -12.9% $8.98 +39.6%
Page 37 of 49  ·  972 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%