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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 56 of 73  ·  1,441 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 GO GROCERY OUTLET HLDG CORP Consumer Defensive 311,812.0 $2.2M 0.00% +227K +267.5% $7.05 +7.7%
1102 WF WOORI FINL GROUP INC Financial Services 32,905.0 $2.2M 0.00% +15K +88.2% $66.60 -7.1%
1103 MDXG MIMEDX GROUP INC Healthcare 553,320.0 $2.2M 0.00% +184K +50.0% $3.95 -9.9%
1104 CNOB CONNECTONE BANCORP INC Financial Services 81,570.0 $2.2M 0.00% +23K +40.2% $26.77 +9.3%
1105 CLDX CELLDEX THERAPEUTICS INC NEW Healthcare 68,470.0 $2.2M 0.00% +30K +78.7% $31.72 -4.9%
1106 EQBK EQUITY BANCSHARES INC Financial Services 48,621.0 $2.2M 0.00% +300.0 +0.6% $44.41 +1.5%
1107 PEO ADAM NAT RES FD INC Financial Services 77,470.0 $2.2M 0.00% +6K +8.7% $27.80 -2.6%
1108 GRNT GRANITE RIDGE RESOURCES INC Energy 366,573.0 $2.2M 0.00% +117K +47.1% $5.87 -6.6%
1109 UTG REAVES UTIL INCOME FD Financial Services 54,706.0 $2.1M 0.00% +1K +2.4% $39.28 +3.7%
1110 BHK BLACKROCK CORE BD TR Financial Services 234,502.0 $2.1M 0.00% +133K +130.0% $9.16 -4.8%
1111 EPRT ESSENTIAL PPTYS RLTY TR INC Real Estate 70,566.0 $2.1M 0.00% +29K +71.4% $30.36 +1.8%
1112 JBI JANUS INTERNATIONAL GROUP IN Industrials 415,351.0 $2.1M 0.00% +253K +155.8% $5.15 -5.2%
1113 MNKD MANNKIND CORP Healthcare 869,254.0 $2.1M 0.00% +282K +48.0% $2.45 +22.0%
1114 GABC GERMAN AMERN BANCORP INC Financial Services 50,781.0 $2.1M 0.00% +2K +3.1% $41.79 +1.8%
1115 CVCO CAVCO INDS INC DEL Consumer Cyclical 4,380.0 $2.1M 0.00% +978.0 +28.8% $484.29 -5.4%
1116 BTZ BLACKROCK CR ALLOCATION Financial Services 209,683.0 $2.1M 0.00% +78K +59.8% $10.10 -2.4%
1117 EGY VAALCO ENERGY INC Energy 333,556.0 $2.1M 0.00% +3K +0.9% $6.34 -4.3%
1118 FRSH FRESHWORKS INC Technology 262,849.0 $2.1M 0.00% +178K +209.7% $8.03 +12.7%
1119 BIRKENSTOCK HOLDING PLC 58,748.0 $2.1M 0.00% +21K +54.6% $35.83
1120 IIIN INSTEEL INDS INC Industrials 62,565.0 $2.1M 0.00% +725.0 +1.2% $33.61 -23.9%
Page 56 of 73  ·  1,441 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%