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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 49 of 73  ·  1,441 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
961 SPYM SPDR SERIES TRUST 48,019.0 $3.7M 0.00% +3K +7.1% $76.54 +14.0%
962 HHH HOWARD HUGHES HOLDINGS INC Real Estate 57,951.0 $3.7M 0.00% +18K +44.5% $63.26 -2.0%
963 FWRG FIRST WATCH RESTAURANT GROUP Consumer Cyclical 346,201.0 $3.6M 0.00% +131K +61.2% $10.48 +3.9%
964 XLI SELECT SECTOR SPDR TR 22,347.0 $3.6M 0.00% +589.0 +2.7% $161.73 +5.6%
965 CBU COMMUNITY FINANCIAL SYSTEM I Financial Services 61,593.0 $3.6M 0.00% +7K +12.3% $58.65 +8.7%
966 HAFC HANMI FINL CORP Financial Services 136,457.0 $3.6M 0.00% +16K +13.6% $26.36 +11.7%
967 CPF CENTRAL PAC FINL CORP Financial Services 112,143.0 $3.6M 0.00% +12K +11.5% $31.96 +6.4%
968 APEI AMERICAN PUB ED INC Consumer Defensive 62,666.0 $3.6M 0.00% +5K +9.6% $56.88 -6.9%
969 UPBOUND GROUP INC 196,526.0 $3.5M 0.00% +72K +57.3% $18.05
970 AESI ATLAS ENERGY SOLUTIONS INC Energy 270,353.0 $3.5M 0.00% +63K +30.4% $13.12 +50.5%
971 BXMT BLACKSTONE MORTGAGE TRUST IN Real Estate 185,148.0 $3.5M 0.00% +164K +758.3% $19.15 -6.2%
972 HMN HORACE MANN EDUCATORS CORP N Financial Services 83,014.0 $3.5M 0.00% +42K +100.2% $42.68 +8.2%
973 BDC BELDEN INC Technology 30,798.0 $3.5M 0.00% +5K +18.2% $114.83 -8.1%
974 STRA STRATEGIC ED INC Consumer Defensive 42,492.0 $3.5M 0.00% +8K +23.0% $82.96 -3.5%
975 CON CONCENTRA GROUP HOLDINGS PAR Healthcare 163,784.0 $3.5M 0.00% +36K +28.4% $21.45 +19.0%
976 CBRL CRACKER BARREL OLD CTRY STOR Consumer Cyclical 124,739.0 $3.5M 0.00% +71K +132.1% $28.11 +6.7%
977 GDV GABELLI DIVID & INCOME TR Financial Services 129,211.0 $3.5M 0.00% +5K +4.2% $26.93 +7.8%
978 HDB HDFC BANK LTD Financial Services 139,728.0 $3.5M 0.00% +46K +48.5% $24.88 -2.5%
979 EATON VANCE TAX-ADVANTAGED G 130,347.0 $3.5M 0.00% +13K +11.0% $26.65
980 JOBY JOBY AVIATION INC Industrials 418,321.0 $3.5M 0.00% +142K +51.6% $8.26 +21.1%
Page 49 of 73  ·  1,441 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%