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Portfolio (Quarterly) Guide ↗

HEIGHTS CAPITAL MANAGEMENT, INC

· CIK 0001081698
13F Portfolio $359M AUM 265 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 138 New 23 Reduced 65 Exited
Page 6 of 14  ·  265 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 ALIS CALISA ACQUISITION CORP Financial Services 74,300.0 $745K 0.21% NEW $10.03 +0.2%
102 LEAPFROG ACQUISITION CORP 74,990.0 $744K 0.21% NEW $9.93
103 CRAN CRANE HBR ACQUISITION CORP I Financial Services 75,000.0 $742K 0.21% NEW $9.90 +1.3%
104 RF ACQUISITION CORP III 75,000.0 $742K 0.21% NEW $9.90
105 TAVIA ACQUISITION CORP 65,000.0 $687K 0.19% $10.57
106 PGAC PANTAGES CAPITAL ACQUISITION Financial Services 65,000.0 $681K 0.19% $10.48 +0.4%
107 PROMIS NEUROSCIENCES INC 50,660.0 $643K 0.18% NEW $12.70
108 FACT II ACQUISITION CORP 60,000.0 $630K 0.18% $10.51
109 HENNESSY CAP INVT CORP VII 60,000.0 $621K 0.17% $10.35
110 PERIMETER ACQUISITION CORP I 58,925.0 $604K 0.17% $10.25
111 D BORAL ACQUISITION I CORP 60,000.0 $600K 0.17% NEW $10.00
112 BLUE WTR ACQUISITION CORP IV 60,000.0 $595K 0.17% NEW $9.92
113 PRAETORIAN ACQUISITION CORP 60,000.0 $593K 0.17% NEW $9.89
114 CAMBRIDGE ACQUISITION CORP 55,000.0 $548K 0.15% NEW $9.96
115 HEALTH IN TECH INC 373,298.0 $541K 0.15% NEW $1.45
116 RANGE CAP ACQUISITION CORP 50,000.0 $526K 0.15% $10.52
117 NEW PROVIDENCE ACQUISITION C 50,000.0 $513K 0.14% $10.26
118 OYSTER ENTERPRISES II ACQUIS 50,000.0 $511K 0.14% $10.22
119 IPCX INFLECTION PT ACQUISITION CO Financial Services 50,000.0 $510K 0.14% $10.21 +0.9%
120 LWAC LIGHTWAVE ACQUISITION CORP Financial Services 50,000.0 $510K 0.14% $10.20 +0.0%
Page 6 of 14  ·  265 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 50.4%
Industrials 23.3%
Technology 14.3%
Healthcare 9.4%
Consumer Cyclical 2.6%