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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 8 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 DFAI DIMENSIONAL ETF TRUST — 488,274.0 $17.7M 0.11% NEW — $36.35 +15.8%
142 CGUS CAPITAL GROUP CORE EQUITY ET — 448,326.0 $17.7M 0.11% NEW — $39.54 +13.5%
143 MMM 3M CO Industrials 112,810.0 $17.5M 0.11% NEW — $155.18 +9.2%
144 EMR EMERSON ELEC CO Industrials 133,112.0 $17.5M 0.11% NEW — $131.18 +21.0%
145 — ISHARES TR — 842,476.0 $16.7M 0.11% NEW — $19.88 —
146 JPIE J P MORGAN EXCHANGE TRADED F — 355,745.0 $16.5M 0.11% NEW — $46.41 -3.0%
147 SBUX STARBUCKS CORP Consumer Cyclical 194,570.0 $16.5M 0.10% NEW — $84.60 +11.4%
148 O REALTY INCOME CORP Real Estate 270,654.0 $16.5M 0.10% NEW — $60.79 -8.8%
149 VXF VANGUARD INDEX FDS — 78,325.0 $16.4M 0.10% NEW — $209.34 +12.4%
150 LMT LOCKHEED MARTIN CORP Industrials 32,826.0 $16.4M 0.10% NEW — $499.21 +3.6%
151 JGRO J P MORGAN EXCHANGE TRADED F — 170,950.0 $16.0M 0.10% NEW — $93.75 +3.6%
152 UBER UBER TECHNOLOGIES INC Technology 163,189.0 $16.0M 0.10% NEW — $97.97 -29.1%
153 JBND J P MORGAN EXCHANGE TRADED F — 294,006.0 $15.9M 0.10% NEW — $54.16 -5.0%
154 JCPB J P MORGAN EXCHANGE TRADED F — 334,345.0 $15.9M 0.10% NEW — $47.55 -5.2%
155 IUSB ISHARES TR — 339,713.0 $15.9M 0.10% NEW — $46.71 -4.9%
156 FDVV FIDELITY COVINGTON TRUST — 283,873.0 $15.8M 0.10% NEW — $55.71 +10.7%
157 SYY SYSCO CORP Consumer Defensive 191,208.0 $15.7M 0.10% NEW — $82.34 -4.7%
158 SNOW SNOWFLAKE INC Technology 69,704.0 $15.7M 0.10% NEW — $225.55 +50.1%
159 CVS CVS HEALTH CORP Healthcare 208,489.0 $15.7M 0.10% NEW — $75.39 +18.3%
160 NOW SERVICENOW INC Technology 16,984.0 $15.6M 0.10% NEW — $920.28 -85.2%
Page 8 of 77  ·  1,533 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 18.4%
Industrials 13.7%
Healthcare 9.9%
Consumer Cyclical 7.7%
Consumer Defensive 6.6%
Energy 4.4%
Communication Services 4.2%
Utilities 2.7%
Basic Materials 2.5%