Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107

13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds

Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
101	FIG CALL	FIGMA INC	Technology	1	$378.0	—	SOLD
102	—	CLEARBRIDGE ENERGY MIDSTRM O	—	12,216	$232.0	—	SOLD
103	ABT CALL	ABBOTT LABS	Healthcare	2	$6.0	—	SOLD

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Sector Allocation

Technology 26.7%

Financial Services 19.1%

Industrials 13.8%

Healthcare 10.6%

Consumer Cyclical 7.5%

Consumer Defensive 6.2%

Communication Services 4.3%

Energy 4.2%

Utilities 2.7%

Real Estate 2.5%