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Portfolio (Quarterly) Guide ↗

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

· CIK 0001079935
13F Portfolio $5.6B AUM 1,062 positions Filed Jul 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 65 New 249 Added 267 Reduced 41 Exited
Page 4 of 4  ·  65 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 BSCS INVESCO EXCH TRD SLF IDX FD 9,919.0 $202K 0.00% NEW $20.36 +0.1%
62 FTA FIRST TR EXCHANGE-TRADED ALP 2,070.0 $200K 0.00% NEW $96.82 +6.5%
63 WMB WILLIAMS COS INC Energy 2,693.0 $200K 0.00% NEW $74.31 -1.2%
64 NEW HORIZON AIRCRAFT LTD 13,500.0 $27K NEW $1.97
65 AI FINL CORP 19,672.0 $12K NEW $0.59
Page 4 of 4  ·  65 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.0%
Financial Services 24.4%
Communication Services 11.2%
Industrials 8.8%
Consumer Cyclical 7.2%
Healthcare 5.4%
Consumer Defensive 3.8%
Utilities 3.2%
Energy 1.3%
Real Estate 1.0%