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Portfolio (Quarterly) Guide ↗

ABNER HERRMAN & BROCK LLC

· CIK 0001038661
13F Portfolio $979M AUM Filed Jan 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 115 New
Page 4 of 6  ·  115 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 GS GOLDMAN SACHS GROUP INC Financial Services 817.0 $718K 0.07% NEW $878.82 +12.4%
62 CNA CNA FINANCIAL CORP Financial Services 15,000.0 $716K 0.07% NEW $47.73 -7.1%
63 ABBV ABBVIE INC Healthcare 3,087.0 $705K 0.07% NEW $228.38 -6.0%
64 MMM 3M CO Industrials 4,226.0 $677K 0.07% NEW $160.20 -5.4%
65 BERKSHIRE HATHAWAYINC DEL CL 1,329.0 $668K 0.07% NEW $502.63
66 ETN EATON CORP PLC Industrials 2,035.0 $648K 0.07% NEW $318.43 +19.8%
67 EW EDWARDS LIFESCIENCES CORP Healthcare 7,295.0 $622K 0.06% NEW $85.26 -2.4%
68 Q QNITY ELECTRONICS INC Technology 7,250.0 $592K 0.06% NEW $81.66 +87.4%
69 ET ENERGY TRANSFER LP Energy 35,000.0 $577K 0.06% NEW $16.49 +21.4%
70 ORI OLD REPUBLIC INTL CORP Financial Services 12,375.0 $565K 0.06% NEW $45.66 -13.2%
71 O REALTY INCOME CORP Real Estate 10,000.0 $564K 0.06% NEW $56.40 +10.3%
72 HIG HARTFORD INSURANCE GROUP INC Financial Services 4,000.0 $551K 0.06% NEW $137.75 -1.3%
73 PSX PHILLIPS 66 Energy 4,000.0 $516K 0.05% NEW $129.00 +39.0%
74 IWF ISHARES RUSSELL 1000 GROWTH 1,022.0 $484K 0.05% NEW $473.58 -73.7%
75 COST COSTCO WHOLESALE CORP Consumer Defensive 556.0 $479K 0.05% NEW $861.51 +21.9%
76 REGN REGENERON PHARMACEUTICALS Healthcare 557.0 $430K 0.04% NEW $771.99 -15.8%
77 IONQ IONQ INC Technology 9,450.0 $424K 0.04% NEW $44.87 +31.3%
78 NVS NOVARTIS AG-SPONSORED ADR Healthcare 3,000.0 $414K 0.04% NEW $138.00 +10.0%
79 COF CAPITAL ONE FINANCIAL CORP Financial Services 1,692.0 $410K 0.04% NEW $242.32 -23.0%
80 IVV ISHARES CORE S&P 500 ETF 587.0 $402K 0.04% NEW $684.84 +9.0%
Page 4 of 6  ·  115 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.8%
Financial Services 23.5%
Consumer Cyclical 12.7%
Communication Services 10.4%
Healthcare 10.1%
Industrials 4.7%
Energy 3.3%
Consumer Defensive 2.8%
Basic Materials 0.5%
Utilities 0.2%