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Portfolio (Quarterly) Guide ↗

ABNER HERRMAN & BROCK LLC

· CIK 0001038661
13F Portfolio $979M AUM Filed Jan 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 115 New
Page 2 of 6  ·  115 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 DELL DELL TECHNOLOGIES -C Technology 157,683.0 $19.8M 2.03% NEW $125.88 +100.9%
22 CB CHUBB LTD Financial Services 63,536.0 $19.8M 2.02% NEW $312.12 +5.8%
23 AON AON PLC-CLASS A Financial Services 54,155.0 $19.1M 1.95% NEW $352.88 -8.1%
24 CRM SALESFORCE INC Technology 70,988.0 $18.8M 1.92% NEW $264.92 -33.4%
25 ABT ABBOTT LABORATORIES Healthcare 135,710.0 $17.0M 1.74% NEW $125.29 -29.9%
26 MCD MCDONALD'S CORP Consumer Cyclical 54,937.0 $16.8M 1.72% NEW $305.62 -7.0%
27 RTX RTX CORP Industrials 87,223.0 $16.0M 1.63% NEW $183.40 -4.7%
28 XOM EXXON MOBIL CORP Energy 127,232.0 $15.3M 1.56% NEW $120.34 +29.9%
29 INTU INTUIT INC Technology 22,065.0 $14.6M 1.49% NEW $662.41 -53.6%
30 AIG AMERICAN INTERNATIONAL GROUP Financial Services 165,122.0 $14.1M 1.44% NEW $85.55 -8.1%
31 CVX CHEVRON CORP Energy 91,749.0 $14.0M 1.43% NEW $152.40 +25.3%
32 HD HOME DEPOT INC Consumer Cyclical 37,344.0 $12.8M 1.31% NEW $344.10 -8.8%
33 ISRG INTUITIVE SURGICAL INC Healthcare 21,709.0 $12.3M 1.26% NEW $566.35 -22.3%
34 SYK STRYKER CORP Healthcare 33,331.0 $11.7M 1.20% NEW $351.47 -8.5%
35 C CITIGROUP INC Financial Services 97,620.0 $11.4M 1.16% NEW $116.69 +7.3%
36 EMR EMERSON ELECTRIC CO Industrials 81,303.0 $10.8M 1.10% NEW $132.71 +1.6%
37 SPY SPDR S&P 500 ETF TRUST Financial Services 12,730.0 $8.7M 0.89% NEW $681.93 +8.9%
38 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 27,350.0 $7.6M 0.78% NEW $278.90 -9.0%
39 PWR QUANTA SERVICES INC Industrials 17,819.0 $7.5M 0.77% NEW $422.08 +68.2%
40 PLTR PALANTIR TECHNOLOGIES INC-A Technology 39,073.0 $6.9M 0.71% NEW $177.74 -22.8%
Page 2 of 6  ·  115 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.8%
Financial Services 23.5%
Consumer Cyclical 12.7%
Communication Services 10.4%
Healthcare 10.1%
Industrials 4.7%
Energy 3.3%
Consumer Defensive 2.8%
Basic Materials 0.5%
Utilities 0.2%