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Portfolio (Quarterly) Guide ↗

UHLMANN PRICE SECURITIES, LLC

· CIK 0001035344
13F Portfolio $169M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 197 New
Page 3 of 10  ·  197 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 CGXU CAPITAL GROUP INTL FOCUS EQT 32,161.0 $950K 0.56% NEW $29.55 +17.0%
42 AMZN AMAZON COM INC Consumer Cyclical 4,030.0 $930K 0.55% NEW $230.82 +14.9%
43 SBUX STARBUCKS CORP Consumer Cyclical 10,839.0 $913K 0.54% NEW $84.21 +20.4%
44 RMT ROYCE MICRO-CAP TR INC Financial Services 85,331.0 $890K 0.53% NEW $10.43 +32.5%
45 CAVA CAVA GROUP INC Consumer Cyclical 15,124.0 $888K 0.53% NEW $58.69 +36.9%
46 KWEB KRANESHARES TRUST 25,487.0 $868K 0.51% NEW $34.05 -19.9%
47 SLV ISHARES SILVER TR Financial Services 13,121.0 $845K 0.50% NEW $64.42 +8.2%
48 MCHP MICROCHIP TECHNOLOGY INC. Technology 13,016.0 $829K 0.49% NEW $63.72 +53.9%
49 CGGO CAPITAL GROUP GBL GROWTH EQT 23,734.0 $822K 0.49% NEW $34.65 +16.9%
50 NWL NEWELL BRANDS INC Consumer Defensive 218,619.0 $810K 0.48% NEW $3.70 -2.8%
51 NIM NUVEEN SELECT MAT MUN FD Financial Services 86,329.0 $804K 0.48% NEW $9.31 -0.3%
52 HCKT HACKETT GROUP INC Technology 40,681.0 $799K 0.47% NEW $19.63 -43.7%
53 FANG DIAMONDBACK ENERGY INC Energy 5,280.0 $794K 0.47% NEW $150.29 +29.8%
54 CME CME GROUP INC Financial Services 2,891.0 $789K 0.47% NEW $273.03 +3.5%
55 ECF ELLSWORTH GROWTH & INCOME FD Financial Services 67,718.0 $788K 0.47% NEW $11.63 +13.4%
56 VTV VANGUARD INDEX FDS 4,112.0 $785K 0.47% NEW $190.97 +11.1%
57 ADX ADAMS DIVERSIFIED EQUITY FD Financial Services 33,565.0 $783K 0.46% NEW $23.32 +8.0%
58 MU MICRON TECHNOLOGY INC Technology 2,700.0 $771K 0.46% NEW $285.41 +213.9%
59 NOC NORTHROP GRUMMAN CORP Industrials 1,338.0 $762K 0.45% NEW $569.54 -2.2%
60 CGMS CAPITAL GRP FIXED INCM ETF T 26,767.0 $739K 0.44% NEW $27.62 -0.3%
Page 3 of 10  ·  197 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.4%
Technology 23.6%
Communication Services 7.4%
Consumer Cyclical 7.4%
Energy 6.3%
Healthcare 4.8%
Consumer Defensive 4.0%
Basic Materials 3.7%
Industrials 3.6%
Real Estate 0.9%