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Portfolio (Quarterly) Guide ↗

UHLMANN PRICE SECURITIES, LLC

· CIK 0001035344
13F Portfolio $169M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 197 New
Page 10 of 10  ·  197 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 TSI TCW STRATEGIC INCOME FD INC Financial Services 35,429.0 $175K 0.10% NEW $4.94 -8.9%
182 FSK FS KKR CAP CORP Financial Services 10,925.0 $162K 0.10% NEW $14.81 -26.9%
183 NPCT NUVEEN CORE PLUS IMPACT FUND Financial Services 15,144.0 $154K 0.09% NEW $10.18 -1.9%
184 WIA WESTERN ASST INFLTN LKD INM Financial Services 17,833.0 $147K 0.09% NEW $8.27 -2.0%
185 TU TELUS CORPORATION Communication Services 11,138.0 $147K 0.09% NEW $13.17 -4.6%
186 KIO KKR INCOME OPPORTUNITIES FD Financial Services 12,079.0 $140K 0.08% NEW $11.59 -2.4%
187 PGZ PRINCIPAL REAL ESTATE INCOME Financial Services 13,372.0 $134K 0.08% NEW $10.01 -2.4%
188 IGD VOYA GLBL EQTY DIV & PREM OP Financial Services 23,185.0 $133K 0.08% NEW $5.72 +11.0%
189 FUBOTV INC 52,400.0 $132K 0.08% NEW $2.52
190 NUV NUVEEN MUN VALUE FD INC Financial Services 13,619.0 $123K 0.07% NEW $9.06 -0.2%
191 SABA SABA CAPITAL INCOME & OPPORT Financial Services 14,208.0 $117K 0.07% NEW $8.25 +2.4%
192 BLACKROCK INCOME TR INC 10,261.0 $113K 0.07% NEW $11.04
193 PPT PUTNAM PREMIER INCOME TR Financial Services 22,401.0 $79K 0.05% NEW $3.54 -2.8%
194 PCF HIGH INCOME SECS FD Financial Services 11,672.0 $72K 0.04% NEW $6.15 -9.9%
195 UAA UNDER ARMOUR INC Consumer Cyclical 10,000.0 $50K 0.03% NEW $4.97 +13.9%
196 UAA CALL UNDER ARMOUR INC Consumer Cyclical 10,000.0 $2K 0.00% NEW $0.15 +3673.3%
197 PFE CALL PFIZER INC Healthcare 1,600.0 $1K 0.00% NEW $0.93 +2679.6%
Page 10 of 10  ·  197 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.4%
Technology 23.6%
Communication Services 7.4%
Consumer Cyclical 7.4%
Energy 6.3%
Healthcare 4.8%
Consumer Defensive 4.0%
Basic Materials 3.7%
Industrials 3.6%
Real Estate 0.9%