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Portfolio (Quarterly) Guide ↗

THOMPSON DAVIS & CO., INC.

· CIK 0001017284
13F Portfolio $167M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 157 New
Page 4 of 8  ·  157 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 SCHD SCHWAB STRATEGIC TR 17,091.0 $469K 0.28% NEW $27.43 +19.7%
62 CRDO CREDO TECHNOLOGY GROUP HOLDI Technology 3,225.0 $464K 0.28% NEW $143.89 +51.8%
63 EME EMCOR GROUP INC Industrials 750.0 $459K 0.28% NEW $611.79 +38.8%
64 BB BLACKBERRY LTD Technology 116,031.0 $455K 0.27% NEW $3.92 +101.8%
65 SPMD SPDR SERIES TRUST 7,375.0 $427K 0.26% NEW $57.91 +11.3%
66 JEPQ J P MORGAN EXCHANGE TRADED F 7,260.0 $422K 0.25% NEW $58.12 +3.6%
67 XLP SELECT SECTOR SPDR TR 5,394.0 $419K 0.25% NEW $77.68 +9.2%
68 FLOT ISHARES TR 8,014.0 $408K 0.24% NEW $50.86 +0.3%
69 JEPI J P MORGAN EXCHANGE TRADED F 7,050.0 $404K 0.24% NEW $57.24 -1.6%
70 PG PROCTER AND GAMBLE CO Consumer Defensive 2,793.0 $400K 0.24% NEW $143.31 +0.8%
71 ESOA ENERGY SVCS ACQUISITION CORP Industrials 47,950.0 $392K 0.23% NEW $8.17 +113.8%
72 JNJ JOHNSON & JOHNSON Healthcare 1,892.0 $392K 0.23% NEW $206.97 +13.2%
73 CX CEMEX SAB DE CV Basic Materials 34,000.0 $391K 0.23% NEW $11.49 +9.3%
74 SHLD GLOBAL X FDS 6,011.0 $389K 0.23% NEW $64.79 +0.6%
75 NX QUANEX BLDG PRODS CORP Industrials 24,810.0 $382K 0.23% NEW $15.38 +15.1%
76 XLK SELECT SECTOR SPDR TR 2,650.0 $382K 0.23% NEW $143.97 +25.3%
77 VCLT VANGUARD SCOTTSDALE FDS 5,000.0 $379K 0.23% NEW $75.85 -1.8%
78 QQQ INVESCO QQQ TR Financial Services 606.0 $372K 0.22% NEW $613.96 +16.9%
79 PPIH PERMA-PIPE INTL HLDGS INC Industrials 12,055.0 $366K 0.22% NEW $30.36 +2.9%
80 SHIM SHIMMICK CORPORATION Industrials 124,722.0 $364K 0.22% NEW $2.92 +26.7%
Page 4 of 8  ·  157 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Basic Materials 51.4%
Industrials 18.1%
Technology 9.5%
Financial Services 7.1%
Healthcare 4.7%
Communication Services 2.9%
Consumer Cyclical 2.9%
Consumer Defensive 1.7%
Utilities 1.0%
Energy 0.7%